9AT: D C VOSS & COMPANY, LLC

Adviser Profile

As of Date	03/07/2026
Registration	SEC, Approved, 05/14/2018
Other registrations (3)	Ohio, Terminated, 05/28/2018 Florida, Terminated, 05/24/2018 Texas, Terminated, 05/24/2018
Contact Info	513 xxxxxxx

AUM^*	232,930,585 24%
of that, discretionary	10,640,621 16%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	958,562 17%
% High Net Worth	67.80% 10%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser IFC PERSONAL MONEY MANAGERS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM450.9m	#Funds-
Adviser OLD PEAK FINANCE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM714.1m	#Funds-
Adviser LANDMARK MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.3b	Total Private Fund GAV2.3b	AUM6.3b	#Funds2
Adviser TAYLOR WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM170.5m	#Funds-
Adviser OPTIMA ASSET MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM657.4m	#Funds-
Adviser ATRATO ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM52.4m	#Funds-
Adviser AEQUITAS INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM826.1m	#Funds-
Adviser MYCIO WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.1b	Total Private Fund GAV1.1b	AUM15.8b	#Funds5
Adviser KUTSCHER BENNER BARSNESS & STEVENS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM627.8m	#Funds-
Adviser MCGOWAN & CO LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM655.6m	#Funds-

Brochure Summary

Overview

Advisory Firm D C Voss & Company, LLC (“D C Voss & Company”) has provided investment advisory services since 2003. David Voss is the founder and President and has been in the financial services industry since 1990. Advisory Services D C Voss & Company provides financial planning and investment advisory services to individuals, trusts and foundations. As of December 31, 2023, we have $188,246,000 of regulatory assets under management. This consists of $179,034,000 in non-discretionary accounts and $9,212,000 that we manage on a discretionary basis in Dividend Growth Strategy accounts. Most of our accounts and assets under management are non-discretionary. This means that we obtain client approval before buying or selling securities in the account. Non-discretionary accounts may hold, but are not limited to, the following types of securities: mutual funds, exchange-traded funds (ETFs), common stocks, preferred stocks, U.S. government bonds, corporate bonds, municipal bonds and certificates of deposit. Dividend Growth Strategy accounts are invested in stocks of companies that have a history of increasing their dividends. These accounts can also hold stocks of companies that we believe will increase their dividend in the near future. Dividend

Growth is a discretionary investment strategy which means that clients authorize us to buy and sell securities in the account without obtaining approval for specific purchases and sales. Financial planning services are tailored to the needs of each client and may include an asset allocation recommendation, income tax planning, estate planning, retirement and cash flow planning, college education planning and insurance planning. Assistance with these areas is included in our asset-based and fixed fee arrangements. In the unlikely event that we do not have an ongoing investment management relationship with a client, the fee for financial planning services would be based on a fixed fee that would depend on the complexity of the situation and the services to be provided. Clients may call any time during normal business hours to discuss their accounts, financial situation or investment needs. Clients receive confirmations and statements containing a description of all securities owned and all activity in their accounts directly from the custodian/brokerage firm. We notify clients quarterly to contact us if there have been any changes in their financial situation or investment objectives. It is the client's responsibility to notify us any time there are changes.

D C VOSS & COMPANY, LLC

D C VOSS & COMPANY, LLC

VOSS & COMPANY, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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D C VOSS & COMPANY, LLC D C VOSS & COMPANY, LLC VOSS & COMPANY, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

D C VOSS & COMPANY, LLC

D C VOSS & COMPANY, LLC

VOSS & COMPANY, LLC