Adviser Profile

As of Date 03/17/2026
Registration SEC, Approved, 05/24/2018
ADV Location PORTSMOUTH, RI, United States
Contact Info (40 xxxxxxx
Websites
AUM* 859,629,575 53%
of that, discretionary 859,629,575 53%
Number of Employees 12 -8%
of those in investment advisory functions 5 -17%
Private Fund GAV* 0
Avg Account Size 267,964 27%
% High Net Worth 24.88% 66%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

860M 737M 614M 491M 368M 246M 123M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$26,001,800 % Position7.00% $ Change-5.00% # Change-1.00%
Stck Ticker33734H106 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$14,459,117 % Position4.00% $ Change3.00% # Change1.00%
Stck Ticker14020G101 Stock NameCAPITAL GROUP GROWTH ETF $ Position$11,958,144 % Position3.00% $ Change-8.00% # Change0.00%
Stck Ticker14020W106 Stock NameCAPITAL GROUP DIVIDEND VALUE $ Position$10,647,095 % Position3.00% $ Change43.00% # Change45.00%
Stck Ticker33740F755 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$9,593,285 % Position3.00% $ Change-2.00% # Change-1.00%
Stck Ticker464288760 Stock NameISHARES TR $ Position$11,779,241 % Position3.00% $ Change2.00% # Change0.00%
Stck Ticker19761L706 Stock NameCOLUMBIA ETF TR I $ Position$6,838,893 % Position2.00% $ Change176.00% # Change189.00%
Stck Ticker46641Q647 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$5,514,974 % Position2.00% $ Change94.00% # Change96.00%
Stck Ticker81369Y852 Stock NameSELECT SECTOR SPDR TR $ Position$5,769,243 % Position2.00% $ Change-4.00% # Change0.00%
Stck Ticker46138E222 Stock NameINVESCO EXCH TRADED FD TR II $ Position$7,439,883 % Position2.00% $ Change10.00% # Change13.00%

Brochure Summary