Adviser Profile

As of Date 05/13/2026
Registration SEC, Approved, 05/28/2018
Other registrations (1)
ADV Location HAUPPAUGE, NY, United States
Contact Info (63 xxxxxxx
Websites
AUM* 347,485,217 14%
of that, discretionary 316,999,603 15%
Number of Employees 8 14%
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 1,848,326 15%
% High Net Worth 59.57% 32%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

317M 272M 226M 181M 136M 91M 45M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908744 Stock NameVANGUARD VALUE ETF $ Position$29,635,685 % Position18.00% $ Change346354.00% # Change316571.00%
Stck Ticker922908736 Stock NameVANGUARD GROWTH ETF $ Position$28,389,698 % Position17.00% $ Change-3.00% # Change-5.00%
Stck Ticker921943858 Stock NameVANGUARD FTSE DEVELOPED MARKETS ETF $ Position$26,109,514 % Position16.00% $ Change # Change
Stck Ticker464287507 Stock NameISHARES CORE S&P MID CAP ETF $ Position$8,362,818 % Position5.00% $ Change1.00% # Change0.00%
Stck Ticker464287804 Stock NameISHARES CORE S&P SMALL CAP ETF $ Position$6,816,216 % Position4.00% $ Change3.00% # Change2.00%
Stck Ticker46434G103 Stock NameISHARES CORE MSCI EMERGING ETF $ Position$6,776,287 % Position4.00% $ Change-2.00% # Change-3.00%
Stck Ticker92203J407 Stock NameVANGUARD TOTAL INTERNATIONAL BND ETF $ Position$4,905,872 % Position3.00% $ Change1.00% # Change3.00%
Stck Ticker922908553 Stock NameVANGUARD REAL ESTATE ETF $ Position$5,487,015 % Position3.00% $ Change1.00% # Change5.00%
Stck Ticker921937827 Stock NameVANGUARD SHORT-TERM BOND ETF $ Position$3,817,634 % Position2.00% $ Change-10.00% # Change-10.00%
Stck Ticker922908629 Stock NameVANGUARD MID CAP ETF $ Position$3,860,008 % Position2.00% $ Change # Change

Brochure Summary