Adviser Profile

As of Date 11/12/2025
Registration status Terminated
ADV Location SARATOGA, CA, United States
Contact Info 408 xxxxxxx
Websites
AUM* 154,933,555 -21%
of that, discretionary 154,933,555 -21%
Number of Employees 6 20%
of those in investment advisory functions 2
Private Fund GAV* 0 -100%
Avg Account Size 38,733,389 -21%
SMA’s No
Private Funds 0 4

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

639M 548M 456M 365M 274M 183M 91M
2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker69608A108 Stock NamePALANTIR TECHNOLOGIES INC (PUT) $ Position$912,100,000 % Position66.00% $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION (PUT) $ Position$186,580,000 % Position14.00% $ Change # Change
Stck Ticker717081103 Stock NamePFIZER INC (CALL) $ Position$152,880,000 % Position11.00% $ Change # Change
Stck Ticker406216101 Stock NameHALLIBURTON CO (CALL) $ Position$61,500,000 % Position4.00% $ Change # Change
Stck Ticker60855R100 Stock NameMOLINA HEALTHCARE INC $ Position$23,920,000 % Position2.00% $ Change # Change
Stck Ticker116794207 Stock NameBRUKER CORP $ Position$13,137,181 % Position1.00% $ Change # Change
Stck Ticker550021109 Stock NameLULULEMON ATHLETICA INC $ Position$17,793,000 % Position1.00% $ Change50.00% # Change100.00%
Stck Ticker78442P106 Stock NameSLM CORP $ Position$13,287,895 % Position1.00% $ Change # Change

Brochure Summary