Adviser Profile

As of Date 02/11/2026
Registration SEC, Approved, 08/22/2018
ADV Location JEFFERSONVILLE, IN, United States
Contact Info (81 xxxxxxx
Websites
AUM* 390,977,057 13%
of that, discretionary 388,163,843 15%
Number of Employees 8
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 224,958 11%
% High Net Worth 11.61% -10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

388M 333M 277M 222M 166M 111M 55M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$15,726,880 % Position6.00% $ Change20.00% # Change5.00%
Stck Ticker97717Y477 Stock NameWISDOMTREE TR $ Position$12,578,922 % Position5.00% $ Change27.00% # Change3.00%
Stck Ticker97717X669 Stock NameWISDOMTREE TR $ Position$13,081,154 % Position5.00% $ Change2.00% # Change-7.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$11,895,189 % Position5.00% $ Change21.00% # Change0.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$8,946,126 % Position4.00% $ Change25.00% # Change-2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$8,022,704 % Position3.00% $ Change12.00% # Change-2.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$7,770,875 % Position3.00% $ Change31.00% # Change6.00%
Stck Ticker14020W106 Stock NameCAPITAL GROUP DIVIDEND VALUE $ Position$3,942,854 % Position2.00% $ Change17.00% # Change1.00%
Stck Ticker14020G101 Stock NameCAPITAL GROUP GROWTH ETF $ Position$4,199,359 % Position2.00% $ Change19.00% # Change1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$5,753,888 % Position2.00% $ Change7.00% # Change-7.00%

Brochure Summary