9AT: COMPLUS ASSET MANAGEMENT LIMITED

other names

Adviser Profile

As of Date	03/25/2024
Adviser Type - Large advisory firm - Outside the United States
Number of Employees	32 18.52%
of those in investment advisory functions	7 -12.50%
Registration	SEC, Approved, 08/24/2018
Other registrations (1)	SEC, ERA - Withdrawn, 07/24/2018

AUM^*	4,070,000,000 24.73%
of that, discretionary	4,070,000,000 24.73%
Private Fund GAV^*	2,053,964,668 15.27%
Avg Account Size	508,750,000 9.14%
SMA’s	Yes
Private Funds	3
Contact Info	+85 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- State or municipal government entities

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count3	GAV$2,053,964,668

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser COMPLUS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.1b	#Funds-
Adviser SKYE GLOBAL MANAGEMENT LP	Hedge Fund3.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.7b	AUM3.8b	#Funds1
Adviser FNY INVESTMENT ADVISERS, LLC	Hedge Fund1.9b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.9b	AUM1.9b	#Funds1
Adviser HAWK RIDGE CAPITAL MANAGEMENT LP	Hedge Fund4.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.4b	AUM4.4b	#Funds1
Adviser WARD FERRY MANAGEMENT (BVI) LIMITED	Hedge Fund3.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.2b	AUM3.2b	#Funds2
Adviser SPF INVESTMENT MANAGEMENT, L.P.	Hedge Fund3.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.6b	AUM3.6b	#Funds1
Adviser MESARETE CAPITAL LLP	Hedge Fund3.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.3b	AUM4.1b	#Funds1
Adviser ALTAROCK PARTNERS LP	Hedge Fund4.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.6b	AUM4.6b	#Funds2
Adviser M.D. SASS, LLC	Hedge Fund3.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.3b	AUM4.5b	#Funds1
Adviser MELQART ASSET MANAGEMENT (UK) LIMITED	Hedge Fund2.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.8b	AUM3.9b	#Funds2

Brochure Summary

Overview

General Description of Advisory Firm Complus (the “Investment Manager” or the “Firm”) was founded by Kam Kwok Ching and is a limited company incorporated in Hong Kong and registered under the business registration ordinance of Hong Kong on January 24, 2011. It is also licensed with the Securities and Futures Commission in Hong Kong and the U.S. Commodity Futures Trading Commission in the United States. Complus is beneficially owned by Complus Investment Limited, Complus Holdings Limited, and Kam Kwok Ching. Complus has an affiliate adviser, Complus Asset Management (Singapore) Pte. Ltd. with a Monetary Authority of Singapore Capital Markets Services License (License No. CMS100986), (“CAMS”, the “Manager” or the “Sub-Adviser”) which is also an SEC approved Registered Investment Adviser. Complus also has an affiliate entity, Complus Asset Management (UK) Limited (“CAMUK”) that is authorised (reference number: 999167) by the Financial Conduct Authority in the United Kingdom, registered with the National Futures Association (“NFA”) as Commodity Pool Operator and approved by SEC as a Registered Investment Adviser. Description of Advisory Services Complus provides discretionary investment management services for interest rate and currency markets in Asia for investors that invest in managed accounts (“Managed Accounts”). Complus also operates certain pooled investment vehicles, which are the Complus Asia Fixed Income Fund, Complus Asia Macro Master Fund Ltd and Complus Asia Macro JPY Fund

(collectively “Funds”). The Funds are not registered under the Securities Act of 1933, as amended (the “Securities Act”), and the Funds are not registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Accordingly, shares in the Funds are offered exclusively to investors satisfying the applicable eligibility and suitability requirements to private placement transactions within the United States or in non-United States transactions, and only by means of an offering memorandum. All discussions of clients’ investment terms in this document, including but not limited to their investments, strategies, fees and other costs, conflicts of interest and relevant material risks are qualified in their entirety by reference to the relevant offering memorandum and governing documents (with regard to the Funds) and the relevant investment management agreements and disclosure documents (with regard to the Managed Accounts). Wrap Fee Programs Complus does not participate in or offer wrap fee programs. Clients Assets As of 31 December 2023, Complus, CAMS, and CAMUK had regulatory assets under management of approximately US$ 4,070,000,000 and managed net assets under management of approximately US$ 2,685,000,000. All assets are managed on a discretionary basis. As set out in Item 10 “Other Financial Industry Activities and Affiliations” in rendering investment management services Complus also uses the resources of its affiliates, CAMS and CAMUK.

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COMPLUS ASSET MANAGEMENT LIMITED

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