9AT: UNITED ADVISORS AMERICA

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 10/12/2018
Other registrations (21)	Iowa, Terminated, 11/01/2018 Tennessee, Terminated, 11/01/2018 Michigan, Terminated, 10/30/2018 North Carolina, Terminated, 10/30/2018 Ohio, Terminated, 10/30/2018 Pennsylvania, Terminated, 10/30/2018 Virginia, Terminated, 10/30/2018 Arkansas, Terminated, 10/29/2018 Georgia, Terminated, 10/29/2018 Kansas, Terminated, 10/29/2018 Kentucky, Terminated, 10/29/2018 Missouri, Terminated, 10/29/2018 Oklahoma, Terminated, 10/29/2018 Texas, Terminated, 10/29/2018 Wisconsin, Terminated, 10/29/2018 Illinois, Terminated, 10/17/2018 Florida, Terminated, 08/23/2015 Oregon, Terminated, 02/27/2015 Washington, Terminated, 01/28/2015 Indiana, Terminated, 06/20/2011 Arizona, Terminated, 12/31/2010
ADV Location	PROSPER, TX, United States
Contact Info	877 xxxxxxx
Websites

AUM^*	446,510,913 26%
of that, discretionary	434,285,971 28%
Number of Employees	28 12%
of those in investment advisory functions	24 9%
Private Fund GAV^*	0
Avg Account Size	158,957 18%
% High Net Worth	2.03% -42%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser TCP ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser REDWOOD PRIVATE WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM267.6m	#Funds-
Adviser KANANI ADVISORY GROUP INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM288.2m	#Funds-
Adviser PR WEALTH MANAGEMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM164.9m	#Funds-
Adviser FINANCIAL COUNSELING ASSOCIATES, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM103.5m	#Funds-
Adviser WILLIS JOHNSON WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.9b	#Funds-
Adviser VAUGHAN AND COMPANY SECURITIES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM218.9m	#Funds-
Adviser FINIVI INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM308.4m	#Funds-
Adviser ARGENT CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.0b	#Funds-
Adviser CMG CAPITAL MANAGEMENT GROUP, INC.	Hedge Fund20.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV20.4m	AUM256.5m	#Funds2

Brochure Summary

Overview

Advisory Firm United Advisors America is a privately owned, registered investment advisor that has been in business since 2008. UAA is wholly owned by Follett Financial Holdings, LLC, a Texas limited liability company. Advisory Services Our advisory business focuses on individuals, especially those at or near retirement age, and pension and profit-sharing plans. Upon execution of an Investment Management Agreement, UAA provides Investment Management Services. We define these services as giving continuous investment advice to a client and recommending investments for that client based on his or her individual needs or advising a plan sponsor regarding the investments to be offered to plan participants and assisting plan participants with selection of appropriate investments from those offered. Upon request UAA may provide complimentary financial planning services. We offer a customized investment program for clients. An investment strategy is selected based on that client’s goals and objectives. Clients can select either discretionary or non-discretionary investment management services.

If discretionary services are selected, UAA will make all decisions regarding buying, selling, and holding securities based upon the client’s investment objectives. If non-discretionary services are selected, UAA will provide recommendations, but the client will make all trading decisions. Individually Tailored UAA tailors its advisory services to meet the individual needs of the client. We will identify the needs, goals and risk tolerances of a client prior to recommending an asset allocation strategy. Some of the variables considered include growth, income, tax efficiency, and investment timeline. Clients may impose reasonable restrictions on investing in certain securities and types of securities. For example, clients can request socially responsible investments. These restrictions must be provided in writing. Wrap Fee Programs UAA does not sponsor or participate in a wrap fee program. Assets Under Management UAA had $260,175,011 in assets under management as of December 31, 2023. The assets are in both discretionary ($246,322,061) and non-discretionary accounts ($13,852,950).

UNITED ADVISORS AMERICA

UNITED ADVISORS AMERICA

UNITED ADVISORS CORPORATION

UNITED ADVISORS AMERICA CORPORATION

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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UNITED ADVISORS AMERICA UNITED ADVISORS AMERICA UNITED ADVISORS CORPORATION UNITED ADVISORS AMERICA CORPORATION

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

UNITED ADVISORS AMERICA

UNITED ADVISORS AMERICA

UNITED ADVISORS CORPORATION

UNITED ADVISORS AMERICA CORPORATION