Adviser Profile

As of Date 07/18/2024
Registration status Terminated
ADV Location OREM, UT, United States
Contact Info 385 xxxxxxx
Websites
AUM* 503,230,120 19%
of that, discretionary 348,974,120 10%
Number of Employees 6
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 244,405 6%
% High Net Worth 14.77% -5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

357M 306M 255M 204M 153M 102M 51M
2019 2020 2021 2022 2023 2024
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR $ Position$26,931,482 % Position14.00% $ Change9.00% # Change-1.00%
Stck Ticker46432F339 Stock NameISHARES TR $ Position$15,304,192 % Position8.00% $ Change9.00% # Change-3.00%
Stck Ticker922908751 Stock NameVANGUARD INDEX FDS $ Position$6,681,168 % Position4.00% $ Change11.00% # Change3.00%
Stck Ticker922908629 Stock NameVANGUARD INDEX FDS $ Position$6,714,457 % Position4.00% $ Change12.00% # Change4.00%
Stck Ticker92204A702 Stock NameVANGUARD WORLD FD $ Position$6,411,059 % Position3.00% $ Change4.00% # Change-4.00%
Stck Ticker97717X594 Stock NameWISDOMTREE TR $ Position$5,818,656 % Position3.00% $ Change16.00% # Change6.00%
Stck Ticker98980G102 Stock NameZSCALER INC $ Position$2,959,567 % Position2.00% $ Change-15.00% # Change-2.00%
Stck Ticker931142103 Stock NameWALMART INC $ Position$2,858,265 % Position2.00% $ Change19.00% # Change212.00%
Stck Ticker82509L107 Stock NameSHOPIFY INC $ Position$2,941,103 % Position2.00% $ Change-1.00% # Change0.00%
Stck Ticker81762P102 Stock NameSERVICENOW INC $ Position$3,439,186 % Position2.00% $ Change6.00% # Change-2.00%

Brochure Summary