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Adviser Profile

As of Date 04/01/2024
Adviser Type - Large advisory firm
Number of Employees 7 40.00%
of those in investment advisory functions 5 25.00%
Registration SEC, Approved, 02/22/2019
AUM* 1,939,829,228 11.97%
of that, discretionary 1,641,782,542 17.54%
Private Fund GAV* 4,570,038
Avg Account Size 13,378,133 59.08%
% High Net Worth 85.71% -14.29%
SMA’s Yes
Private Funds 1
Contact Info 415 xxxxxxx
Websites

Client Types

- High net worth individuals
- Insurance companies

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
5B 5B 4B 3B 2B 2B 778M
2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeOther Private Fund Count1 GAV$4,570,038

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker91332U101 Stock NameUnity Software Inc $ Position$231,594,497 % Position60.00% $ Change-41.00% # Change-3.00%
Stck Ticker922908363 Stock NameVanguard S&P 500 ETF $ Position$36,106,617 % Position9.00% $ Change7.00% # Change2.00%
Stck Ticker46090E103 Stock NameInvesco QQQ Trust ETF $ Position$23,726,862 % Position6.00% $ Change9.00% # Change1.00%
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF $ Position$18,142,344 % Position5.00% $ Change10.00% # Change6.00%
Stck Ticker771049103 Stock NameRoblox Corp Class A $ Position$9,875,571 % Position3.00% $ Change-3.00% # Change0.00%
Stck Ticker464287465 Stock NameiShares MSCI EAFE ETF $ Position$7,249,710 % Position2.00% $ Change0.00% # Change2.00%
Stck Ticker464287804 Stock NameiShares Core S&P Small-Cap ETF $ Position$6,295,132 % Position2.00% $ Change0.00% # Change4.00%
Stck Ticker921910816 Stock NameVanguard Mega Cap Growth ETF $ Position$7,859,034 % Position2.00% $ Change10.00% # Change0.00%
Stck Ticker92204A702 Stock NameVanguard Information Technology ETF $ Position$2,536,844 % Position1.00% $ Change10.00% # Change0.00%
Stck Ticker82509L107 Stock NameShopify Inc F Class A $ Position$2,795,897 % Position1.00% $ Change-14.00% # Change0.00%

Brochure Summary