9AT: LEDGEWOOD WEALTH ADVISORS, LLC

Adviser Profile

As of Date	02/06/2026
Registration	SEC, Approved, 03/22/2019
Other registrations (6)	New Hampshire, Terminated, 04/04/2019 New Jersey, Terminated, 03/27/2019 Florida, Terminated, 03/25/2019 Massachusetts, Terminated, 03/25/2019 New York, Terminated, 03/25/2019 Texas, Terminated, 03/25/2019
ADV Location	EXETER, NH, United States
Contact Info	603 xxxxxxx
Websites

AUM^*	216,828,143 33%
of that, discretionary	209,392,612 29%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	846,985 27%
% High Net Worth	50.51% 1%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CONGRESS PARK CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM422.3m	#Funds-
Adviser PRISM ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM515.1m	#Funds-
Adviser STABLEFORD CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM305.3m	#Funds-
Adviser MEIRA WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM317.8m	#Funds-
Adviser WEST PACES ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds-
Adviser AVITAS WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM996.3m	#Funds-
Adviser EASTOVER CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM392.3m	#Funds-
Adviser AERODIGM WEALTH LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser PARKSIDE ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM746.5m	#Funds-
Adviser CONCENTRIC WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM601.3m	#Funds-

Brochure Summary

Overview

Firm Description and Types of Advisory Services Ledgewood is an investment adviser. Ledgewood provides investment advisory services to individuals, trusts, estates, corporations and business entities. These services include portfolio management services and financial planning. Ledgewood was founded in 2000. Principal Owners Ledgewood is owned by Robert L. Wofchuck, Managing Member and Chief Compliance Officer and Lawrence E. Sarkozy, Chief Operating Officer. Types of Advisory Services Recommendations or selections are intended to meet the client’s stated investment objectives and to provide diversification within the client’s stated objectives. Ledgewood provides two specific services: Investment Advisory Services Ledgewood offers a wide range of financial services to clients based on each client’s personal needs and investment objectives. Ledgewood will review the financial situation of each client and if requested, Ledgewood will provide a comprehensive review of the client’s financial situation and financial plan. Based on the client’s investment objectives and stated levels of risk tolerance, Ledgewood will recommend an asset allocation employing various types of securities to meet the client’s goals. These securities will primarily include equities, both foreign and domestic, fixed income securities, both taxable and tax-exempt, cash and cash equivalents, and alternative investments if appropriate. The allocation of the assets is actively monitored

and re-allocated as appropriate to maintain the intended diversity and risk levels. Ledgewood will manage portfolios directly, either by choosing the individual securities in each asset class, or by using mutual funds. Financial Planning Financial planning is typically offered as a component of Investment Advisory Services, and may include a review of a client’s current financial situation. A review may include the following components: cash management, risk management, insurance, education funding, goal setting, retirement planning, estate and charitable giving planning, tax planning, and capital needs planning. Financial Planning may also be provided exclusive of Investment Advisory Services. 6 Ledgewood Wealth Advisors, LLC Tailored Relationships Ledgewood tailors investment advisory services to the individual needs of the client. Ledgewood clients are allowed to impose restrictions on the investments in their account. Ledgewood may accept any reasonable limitation or restriction to discretionary authority on the account placed by the client. All limitations and restrictions placed on accounts must be presented to Ledgewood in writing. Wrap Fee Programs Ledgewood does not participate in a Wrap Fee Program. Private Funds Ledgewood does not have any private funds. Client Assets As of December 31, 2022, Ledgewood manages approximately $151,691,028 in assets; all assets are managed on a discretionary basis.

LEDGEWOOD WEALTH ADVISORS, LLC

LEDGEWOOD WEALTH ADVISORS, LLC

LEDGEWOOD ADVISORS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

LEDGEWOOD WEALTH ADVISORS, LLC LEDGEWOOD WEALTH ADVISORS, LLC LEDGEWOOD ADVISORS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

LEDGEWOOD WEALTH ADVISORS, LLC

LEDGEWOOD WEALTH ADVISORS, LLC

LEDGEWOOD ADVISORS, LLC