9AT: WISE PLANNING, INC.

Adviser Profile

As of Date	02/23/2026
Registration	SEC, Approved, 04/12/2019
Other registrations (4)	California, Terminated, 05/15/2019 Washington, Terminated, 04/22/2019 Illinois, Terminated, 04/15/2019 Wisconsin, Terminated, 04/15/2019
Contact Info	847 xxxxxxx
Websites

AUM^*	610,253,304 31%
of that, discretionary	0
Number of Employees	6
of those in investment advisory functions	6
Private Fund GAV^*	0
Avg Account Size	758,079 14%
% High Net Worth	71.43% 22%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PRIVATE CLIENT GROUP ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM143.1m	#Funds-
Adviser DORADO WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM268.8m	#Funds-
Adviser CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM253.9m	#Funds-
Adviser TRUMBOWER FINANCIAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-
Adviser ANTOLINO WEALTH ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser THREE POINTS FINANCIAL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM119.2m	#Funds-
Adviser PRIVATE ASSET MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM109.5m	#Funds-
Adviser STOWE FINANCIAL PLANNING, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM134.4m	#Funds-
Adviser CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM277.8m	#Funds-
Adviser QUINCY WELLS ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM87.3m	#Funds-

Brochure Summary

Overview

4A. Advisory Firm Wise Planning Inc. is owned by Deborah Wise and has been in business since 1997. Our services are described below. 4B. Advisory Services: Comprehensive Personal Financial Planning. This service is designed for people who seek ongoing assistance in various aspects of their financial lives. We work with clients to define financial goals and priorities, develop a financial strategy and prepare a written plan that addresses the following: Investments, Taxes, Education Funding, Retirement Planning, Cash Flow Management, Insurance, Employee Benefits, Estate Planning. We help implement the plan and then monitor it, reviewing plans quarterly or more frequently as conditions warrant. We provide supervisory management for assets on a periodic and intermittent basis. i.e. quarterly and

upon client request in response to a life event. Hourly Financial Planning. This service is designed for people who do not need ongoing advisory services and is customized to address individual client needs 4C. Client Tailored Services and Client Imposed Restrictions Wise Planning services are tailored to client needs as described above (item 4B). Clients may impose restrictions on investing in certain securities or types of securities as a regular part of the planning process. 4D. Wrap Fee Programs Wise Planning, Inc. does not participate in wrap fee programs 4E. Client Assets Under Management As of 12/31/22, Wise Planning has non-discretionary regulatory assets under management of $368,476,855. We have no discretionary assets under management.

WISE PLANNING, INC.

WISE PLANNING, INC.

WISE PLANNING

WISE, DEBORAH ROSE

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

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WISE PLANNING, INC. WISE PLANNING, INC. WISE PLANNING WISE, DEBORAH ROSE

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

WISE PLANNING, INC.

WISE PLANNING, INC.

WISE PLANNING

WISE, DEBORAH ROSE