9AT: APOLLO WEALTH MANAGEMENT, LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 05/07/2019
Other registrations (1)	New York, Approved, 08/27/2007
Contact Info	716 xxxxxxx
Websites

AUM^*	39,336,809 -44%
of that, discretionary	2,199,125 101%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	3,933,681 -49%
SMA’s	Yes
Private Funds	0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MERION CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser USI ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM56.3b	#Funds-
Adviser UNIWEALTH ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM373.2m	#Funds-
Adviser GALLAGHER	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM47.6b	#Funds-
Adviser ALM FIRST FINANCIAL ADVISORS LLC	Hedge Fund-	Liquidity Fund42.0m	Private Equity Fund218.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV260.5m	AUM76.2b	#Funds4
Adviser NEW FRONTIER ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.0b	#Funds-
Adviser RPM ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM149.4m	#Funds-
Adviser ALPHAPOINT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.6b	#Funds-
Adviser MORRISON FIDUCIARY ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM54.2m	#Funds-
Adviser SENTRY MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.4b	#Funds-

Brochure Summary

Overview

6 Total Assets Under Fee* Management $0 - $249,000 1.20% $250,000 - $499,999 1.00% $500,000 - $999,999 0.90% $1,000,000 - $1,999,999 0.85% $2,000,000 - $4,999,999 0.70% $5,000,000 plus 0.53% *These fees may be negotiated by Apollo at its sole discretion. In addition to the advisory fee charged by the Firm, clients may incur addition charges for brokerage, custodial, and other services, which may be charged directly to the client’s account. Clients may purchase investment products recommended by the Firm through brokers or agents that are not affiliated with the Firm. Clients whose assets are invested in mutual funds may also pay fees associated with such investments, which may include investment advisory fees, and which are separate and distinct from the investment management fees payable to Apollo. Apollo will generally recommend or place transactions in no-load or load-waived mutual funds. Some no-load or load-waived mutual funds may charge a transaction fee. Apollo’s advisory fees remain exclusive of the additional costs discussed above. Accordingly,

clients are encouraged to review their account statements regularly for a full understanding of the fees and charges associated with their accounts. Please see Item 12 below that discusses brokerage related issues in greater detail. Pension Consulting and/or Financial Planning Fees: Pension Consulting clients are charged a basis point percentage fee based on the assets under management for the client. This fee is determined at the time Apollo enters into an agreement with the client. The Firm’s pension consulting and financial planning services may also be provided for an hourly fee. The Firm’s hourly fee is generally billed at a rate between $100 to $200 per hour. Hourly fees may be subject to negotiation but are agreed upon in writing by the parties. Hourly fee-based clients are billed on a monthly basis upon completion of work. Refund of Fees Paid in Advance: As noted above, clients may choose to have the management fees paid in advance. Upon termination, any fees paid in advance will be prorated to the date of termination and any excess fees will be refunded to the client.

APOLLO WEALTH MANAGEMENT, LLC

APOLLO WEALTH MANAGEMENT, LLC

APOLLO WEALTH MANAGEMENT

WILLIAM W. OCHOCINSKI DBA APOLLO WEALTH MANAGEMENT

OCHOCINSKI, WILLIAM

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

APOLLO WEALTH MANAGEMENT, LLC APOLLO WEALTH MANAGEMENT, LLC APOLLO WEALTH MANAGEMENT WILLIAM W. OCHOCINSKI DBA APOLLO WEALTH MANAGEMENT OCHOCINSKI, WILLIAM

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

APOLLO WEALTH MANAGEMENT, LLC

APOLLO WEALTH MANAGEMENT, LLC

APOLLO WEALTH MANAGEMENT

WILLIAM W. OCHOCINSKI DBA APOLLO WEALTH MANAGEMENT

OCHOCINSKI, WILLIAM