9AT: ROG IX, LLC

Adviser Profile

As of Date	03/26/2026
Registration	SEC, Approved, 06/07/2019
ADV Location	HOUSTON, TX, United States
Contact Info	713 xxxxxxx
Websites

AUM^*	400,979,767 -26%
of that, discretionary	400,979,767 -26%
Number of Employees	43 30%
of those in investment advisory functions	12 -8%
Private Fund GAV^*	0
Avg Account Size	400,979,767 -26%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HASTINGS EQUITY PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund491.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV491.1m	AUM498.5m	#Funds6
Adviser CIP CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund425.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV425.6m	AUM425.6m	#Funds3
Adviser LEVCO CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund590.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV590.5m	AUM590.5m	#Funds1
Adviser DYNAMIC CORE CAPITAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund197.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV197.3m	AUM425.2m	#Funds10
Adviser ACORN CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund634.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV634.3m	AUM893.2m	#Funds3
Adviser WARANA CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund440.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund197.7m	Total Private Fund GAV637.8m	AUM672.9m	#Funds27
Adviser CHICORY WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.7m	AUM840.4m	#Funds1
Adviser ERA PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM1.6b	#Funds19
Adviser BRAEMONT CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund913.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV913.0m	AUM913.0m	#Funds8
Adviser HAVENCREST CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund450.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV450.7m	AUM450.7m	#Funds2

Brochure Summary

Overview

ROG IX LLC (the “Adviser”) is an investment advisory firm organized as a Delaware limited liability company. Randolph Newcomer Jr. and Scott Rice are principal owners of the Adviser. The Adviser provides discretionary investment management services to a pooled investment vehicle (the “Fund” or “Client”)1. The Adviser’s services to the Fund consist of (i) investigating, identifying and evaluating investment opportunities; (ii) structuring, negotiating and making investments on behalf of the Fund; (iii) managing and monitoring the performance of such investments; and (iv) exiting such investments on behalf of the Fund. The Adviser’s services to the Fund are subject to the specific investment objectives and restrictions applicable to such Fund, as set forth in such Fund’s limited partnership agreement and other governing documents (collectively, the “Governing Documents”). The Fund is offered under an exemption for any person whose business consists of owning or holding oil, gas, or other mineral royalties, or interests therein, as defined in the Investment Company Act of 1940, as amended (the “Company Act”) and is therefore not required to register as an investment company with the SEC in accordance with the exemptions available in

the Company Act. Investors and prospective investors in each Fund should refer to the Governing Documents of that Fund for information on the investment objectives and investment restrictions with respect to that Fund. There can be no assurance that any of the Funds’ investment objectives will be achieved. As such, the Adviser’s services are generally not tailored to the individualized needs of any particular investor of the Fund. Since the Adviser does not provide individualized advice to investors (and an investment in the Fund does not, in and of itself, create an advisory relationship between the investor and the Adviser), investors must consider whether a particular Fund meets their investment objectives and risk tolerance prior to investing. As of the date of this Brochure, the Adviser has approximately $539,888,380 in regulatory assets under management. The Adviser manages all Client assets on a discretionary basis. All discussion of the Funds in this Brochure, including but not limited to their investments, the strategies used in managing the Funds, and conflicts of interest faced by the Adviser in connection with the management of the Funds are qualified in their entirety by reference to each Funds’ respective Governing Documents.

ROG IX, LLC

ROG IX, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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ROG IX, LLC ROG IX, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

ROG IX, LLC

ROG IX, LLC