Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 07/15/2019
Other registrations (6)
ADV Location FARMINGTON, CT, United States
Contact Info 860 xxxxxxx
Websites
AUM* 516,929,147 57%
of that, discretionary 491,030,168 55%
Number of Employees 7
of those in investment advisory functions 4 -20%
Private Fund GAV* 0
Avg Account Size 208,104 -8%
% High Net Worth 2.05% -1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

491M 421M 351M 281M 210M 140M 70M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary