A. Firm Information Unionview, LLC dba Unionview Wealth Partners (“Unionview” or the “Advisor”) is a registered investment advisor with the U.S. Securities and Exchange Commission. Unionview is organized as a Limited Liability Company (LLC) under the laws of the State of Washington. Unionview was founded in July 2009 and is owned and operated by M. Katherine Pieper (Managing Partner and Chief Compliance Officer) and Craig J. Hanson (Partner). This Disclosure Brochure provides information regarding the qualifications, business practices, and the advisory services provided by Unionview. B. Advisory Services Offered Unionview offers wealth management services to individuals, high net worth individuals, trusts, and estates (each referred to as a “Client”). The Advisor serves as a fiduciary to Clients, as defined under the applicable laws and regulations. As a fiduciary, the Advisor upholds a duty of loyalty, fairness and good faith towards each Client and seeks to mitigate potential conflicts of interest. Unionview’s fiduciary commitment is further described in the Advisor’s Code of Ethics. For more information regarding the Code of Ethics, please see Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading. Wealth Management Services Unionview may provide Clients with wealth management services, which generally includes a broad range of comprehensive financial planning and consulting services in connection with discretionary management of investment portfolios. These services are described below. Investment Management Services - Unionview provides customized investment advisory solutions for its Clients. This is achieved through continuous personal Client contact and interaction while providing discretionary investment management and related advisory services. Unionview works closely with each Client to identify their investment goals and objectives as well as risk tolerance and financial situation in order to create a portfolio strategy. Unionview will then construct an investment portfolio, consisting of diversified mutual funds and/or exchange-traded funds (“ETFs”) to achieve the Client’s investment goals. The Advisor may also utilize individual stocks, bonds, and alternative investments to meet the needs of its Clients. In certain cases, the Advisor may use margin to meet a Client’s goals or liquidity needs. The Advisor may retain certain types of investments based on a Client’s legacy investments based on portfolio fit and/or tax considerations. Unionview’s investment approach is primarily long-term focused, but the Advisor may buy, sell or re-allocate positions that have been held for less than one year to meet the objectives of the Client or due to market conditions. Unionview will construct, implement and monitor the portfolio to ensure it meets the goals, objectives, circumstances, and risk tolerance agreed to by the Client. Each Client will have the opportunity to place reasonable restrictions on the types of investments to be held in their respective portfolio, subject to acceptance by the Advisor. Unionview evaluates and selects investments for inclusion in Client portfolios only after applying its internal due diligence process. Unionview may recommend, on occasion, redistributing investment allocations to diversify the portfolio. Unionview may recommend specific positions to increase sector or asset class weightings. The Advisor may recommend employing cash positions as a possible hedge against market movement. Unionview may recommend selling positions for reasons that include, but are not limited to, harvesting capital gains or losses, business or sector risk exposure to a specific security or class of securities, overvaluation or overweighting of the position[s] in the portfolio, change in risk tolerance of the Client, generating cash to meet Client needs, or any risk deemed unacceptable for the Client’s risk tolerance. Fixed Income Strategies - Unionview also offers and manages fixed income strategies for its Clients. The Advisor employs a bond laddering strategy that is focused on creating and maintaining the Client’s liquidity needs, while managing interest rate and reinvestment risk, customized to the needs of the Client. Unionview’s fixed income portfolios are comprised of U.S. government securities, corporate bonds, municipal bonds, and other short-term Page 5 instruments. The bonds are intended to be held to maturity or call date, but may be sold due to credit concerns. The Advisor may also recommend employing short term FDIC insured certificate of deposits (“CD’s”) or cash equivalents as a possible hedge against market movements. At no time will Unionview accept or maintain custody of a Client’s funds or securities, except for the limited authority as outlined in Item 15 – Custody. All Client assets will be managed within the designated account[s] at the Custodian, pursuant to the terms of the advisory agreement. Please see Item 12 – Brokerage Practices. Retirement Accounts – When deemed to be in the Client’s best interest, the Advisor will recommend that a Client take a distribution from an ERISA sponsored plan or to roll over the assets to an Individual Retirement Accounts (“IRAs”), or recommend a similar transaction including rollovers from one ERISA sponsored Plan to another, one IRA to another IRA, or from one type of account to another account (e.g. commission-based account to fee- based account). In such instances, the Advisor will serve as an investment fiduciary as that term is defined under The Employee Retirement Income Security Act of 1974 (“ERISA”) and/or the Internal Revenue Code (“IRC”), as applicable, which are laws governing retirement accounts. Such a recommendation creates a conflict of interest if the

Advisor will earn a new (or increase its current) advisory fee as a result of the transaction. No client is under any obligation to roll over a retirement account to an account managed by the Advisor. Use of Independent Managers - Unionview may recommend that a Client utilize one or more unaffiliated investment managers or investment platforms (collectively “Independent Managers”) for all or a portion of a Client’s investment portfolio. Clients will authorize the Advisor to engage and terminate Independent Managers as well as instruct Independent Managers with respect to the Client’s account[s].The Advisor will coordinate the scope of services, investment mandate[s], fees, and other considerations. The Advisor’s investment advisory fees are separate from the Independent Managers fees. The Client will be provided with the Independent Manager's Form ADV Part 2A (or a brochure that makes the appropriate disclosures) prior to entering an agreement with the Independent Managers. The Advisor will assist the Client with completing necessary paperwork to engage the Independent Managers, including the recommended allocation of assets and the communication of any Client investment restrictions. The Advisor will perform initial and ongoing oversight and due diligence over the selected Independent Managers to ensure the Independent Managers’ strategies and target allocations remain aligned with the Client’s investment objectives and overall best interests. U.S. Bank (Non-Purpose Loans) - The Advisor may introduce certain Clients to U.S. Bank Private Banking team, a non-purpose loan program made available through U.S. Bank (“Lending Program”). In such instances, the Client’s assets in their account[s] at the Custodian will be utilized as collateral for a non-purpose loan. The recommendation of a Lending Program presents a conflict of interest as the Advisor will continue to receive investment advisory fees for managing the collateralized assets in the Client’s account[s]. Clients are not obligated to engage the Advisor for the Lending Program. For additional information related to the risks involved non-purpose loans and lines of credit, please see Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss. Financial Planning Services - Unionview will typically provide a variety of financial planning and consulting services to Clients, as part of its wealth management services. Services are offered in several areas of a Client’s financial situation, depending on their goals and objectives. Generally, such financial planning services involve preparing a formal financial plan or rendering a specific financial consultation based on the Client’s financial goals and objectives. This planning or consulting may encompass one or more areas of need, including but not limited to, investment planning, retirement planning, personal savings, education savings, and other areas of a Client’s financial situation. A financial plan developed for or financial consultation rendered to the Client will usually include general recommendations for a course of activity or specific actions to be taken by the Client. For example, recommendations may be made that the Client start or revise their investment programs, commence or alter retirement savings, establish education savings and/or charitable giving programs. Page 6 Unionview may also refer Clients to an accountant, attorney or other specialists, as appropriate for their unique situation. For certain financial planning engagements, the Advisor will provide a written summary of the Client’s financial situation, observations, and recommendations. Financial planning and consulting recommendations pose a conflict between the interests of the Advisor and the interests of the Client. For example, the Advisor has an incentive to recommend that Clients engage the Advisor for investment management services or to increase the level of investment assets with the Advisor, as it would increase the amount of advisory fees paid to the Advisor. Clients are not obligated to implement any recommendations made by the Advisor or maintain an ongoing relationship with the Advisor. If the Client elects to act on any of the recommendations made by the Advisor, the Client is under no obligation to implement the transaction through the Advisor. C. Client Account Management Prior to engaging Unionview to provide investment advisory services, each Client is required to enter into an agreement with the Advisor that defines the terms, conditions, authority, and responsibilities of the Advisor and the Client. These services may include:
• Establishing an Investment Strategy – Unionview, in connection with the Client, will develop a strategy that seeks to achieve the Client’s goals and objectives.
• Asset Allocation – Unionview will develop a strategic asset allocation that is targeted to meet the investment objectives, time horizon, financial situation and tolerance for risk for each Client.
• Portfolio Construction – Unionview will develop a portfolio for the Client that is intended to meet the stated goals and objectives of the Client.
• Investment Management and Supervision – Unionview will provide investment management and ongoing oversight of the Client’s investment portfolio. D. Wrap Fee Programs Unionview does not manage or place Client assets into a wrap fee program. Investment management services are provided directly by Unionview. E. Assets Under Management As of December 31, 2022, Unionview manages $238,534,246 in Client assets, $235,968,895 of which are on a discretionary basis and $2,565,351 of which are on a non-discretionary basis. Clients may request more current information at any time by contacting the Advisor.