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Adviser Profile

As of Date 08/22/2024
Adviser Type - Large advisory firm
Number of Employees 5 25.00%
of those in investment advisory functions 3 50.00%
Registration SEC, Approved, 8/12/2019
Other registrations (1)
Former registrations

GENROCK CAPITAL MANAGEMENT, LP

AUM* 308,169,981 1.11%
of that, discretionary 308,169,981 1.11%
Private Fund GAV* 252,366,317 -14.70%
Avg Account Size 154,084,991 1.11%
SMA’s No
Private Funds 2
Contact Info 212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
305M 261M 218M 174M 131M 87M 44M
2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count2 GAV$252,366,317

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Brochure Summary

Overview

GenRock is a Delaware limited partnership founded in April 2017. The Firm is principally owned by Matthew Ailey. GenRock provides investment advisory advice, management and other services to pooled investment vehicles (each, individually, a "Fund" or a "Client" and, collectively, the “Funds” or the “Clients”). GenRock Investment Fund I, LP ("Fund I"), a Delaware limited partnership, makes investments in the Quick Service Restaurant (“QSR”) industry and related real estate. GenRock Investment Fund II, LP ("Fund II"), a Delaware limited partnership, makes investments in building platforms within stable and cash-generative consumer and business services industries. GenRock provides advisory services solely with respect to the Clients, and no member or investor or potential investor should look to GenRock or any of its affiliates for advice regarding any of such person’s investment decisions, including any decision to invest in the Clients. GenRock Investment Fund I GP, LLC (the “Fund I General Partner” or the “Fund I GP”), a Delaware limited liability company, is the general partner of Fund I, GenRock Investment Fund II GP, LLC (the “Fund II General Partner” or the “Fund II GP” and, collectively with Fund I GP, the “General Partners” or the “GPs”), a Delaware limited liability company, is the general
partner of Fund II. GenRock tailors its investment advice to the Clients’ needs and objectives, as set forth in the private placement memorandum and operating agreement of the Clients. GenRock has discretion over the Clients’ assets; its discretion is limited by any restrictions in the Clients’ operating agreement and the investment management agreement with the Clients. Except as otherwise set forth in the operating agreement, investors generally may not impose any restrictions or limitations on the management or operation of the Clients. The Clients, its board, other vehicles or clients, and GenRock may in the future enter into side letters or similar agreements or arrangements with certain investors in the Clients or other vehicles or clients that have the effect of establishing rights and/or otherwise benefitting such investors in a manner that is more favorable in various material respects than the rights and benefits established in favor of one or more other investors pursuant to the operating agreement of the Clients (or other applicable governing documents). The Firm does not currently participate in any wrap fee programs. As of December 31, 2023, GenRock had approximately $308,169,981 in regulatory assets under management on a discretionary basis.