Adviser Profile
| As of Date | 03/17/2026 |
| Registration | SEC, Approved, 08/13/2019 |
| Former registrations | |
| ADV Location | WEST CHESTER, PA, United States |
| Contact Info | 484 xxxxxxx |
| Websites |
| AUM* | 342,648,784 39% |
| of that, discretionary | 129,103,542 47% |
| Number of Employees | 5 -17% |
| of those in investment advisory functions | 5 -17% |
| Private Fund GAV* | 0 |
| Avg Account Size | 217,831 18% |
| % High Net Worth | 19.64% -13% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Reported AUM
214M
183M
153M
122M
92M
61M
31M
2019
2020
2021
2022
2023
2024
2025
2026
Private Funds
No private funds
Employees
Similar advisers
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1,781.6b | #Funds- | |
| Adviser FOCUS PARTNERS ADVISOR SOLUTIONS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM36.4b | #Funds- | |
| Adviser SECURITY CAPITAL MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.4b | #Funds- | |
| Adviser HILLTOP SECURITIES INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.5b | #Funds- | |
| Adviser SUMMIT FINANCIAL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM22.5b | #Funds- | |
| Adviser AEGIS WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM190.4m | #Funds- | |
| Adviser TRIAD ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.1b | #Funds- | |
| Adviser ALTAIR ADVISERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund56.4m | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV56.4m | AUM9.8b | #Funds1 | |
| Adviser UBS FINANCIAL SERVICES INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM915.8b | #Funds- | |
| Adviser FRG FAMILY WEALTH ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM833.7m | #Funds- |
Top Holdings
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker46432F859 | Stock NameISHARES TR | $ Position$10,885,314 | % Position11.00% | $ Change5.00% | # Change5.00% |
| Stck Ticker808524839 | Stock NameSCHWAB STRATEGIC TR | $ Position$10,836,431 | % Position11.00% | $ Change3.00% | # Change3.00% |
| Stck Ticker808524201 | Stock NameSCHWAB STRATEGIC TR | $ Position$10,814,745 | % Position11.00% | $ Change-3.00% | # Change2.00% |
| Stck Ticker808524755 | Stock NameSCHWAB STRATEGIC TR | $ Position$5,928,711 | % Position6.00% | $ Change7.00% | # Change-1.00% |
| Stck Ticker025072877 | Stock NameAMERICAN CENTY ETF TR | $ Position$4,398,915 | % Position5.00% | $ Change8.00% | # Change0.00% |
| Stck Ticker025072349 | Stock NameAMERICAN CENTY ETF TR | $ Position$4,169,149 | % Position4.00% | $ Change6.00% | # Change0.00% |
| Stck Ticker808524805 | Stock NameSCHWAB STRATEGIC TR | $ Position$3,430,042 | % Position4.00% | $ Change3.00% | # Change0.00% |
| Stck Ticker46641Q761 | Stock NameJ P MORGAN EXCHANGE TRADED F | $ Position$3,602,872 | % Position4.00% | $ Change1.00% | # Change4.00% |
| Stck Ticker25434V773 | Stock NameDIMENSIONAL ETF TRUST | $ Position$1,742,422 | % Position2.00% | $ Change2.00% | # Change-1.00% |
| Stck Ticker25434V732 | Stock NameDIMENSIONAL ETF TRUST | $ Position$1,782,711 | % Position2.00% | $ Change4.00% | # Change0.00% |