9AT: BAU ADVISORS

Adviser Profile

As of Date	03/25/2026
Registration	SEC, Approved, 10/04/2019
ADV Location	MIAMI, FL, United States
Contact Info	305 xxxxxxx
Websites

AUM^*	286,466,780 -12%
of that, discretionary	203,178,533 68%
Number of Employees	4 100%
of those in investment advisory functions	3 50%
Private Fund GAV^*	0
Avg Account Size	26,042,435 -36%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser WESTERN ASSET MANAGEMENT COMPANY LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.6b	#Funds-
Adviser PENSO ADVISORS, LLC	Hedge Fund42.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV42.1m	AUM1.1b	#Funds1
Adviser BRADESCO GLOBAL ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM181.5m	#Funds-
Adviser COMMONWEALTH ASSET MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM911.6m	#Funds-
Adviser SUMITOMO MITSUI DS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM444.0m	#Funds1
Adviser TC LATIN AMERICA PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund388.2m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV388.2m	AUM529.7m	#Funds9
Adviser MSR CAPITAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund4.3b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund741.2m	Total Private Fund GAV5.0b	AUM5.0b	#Funds10
Adviser ONE QUEEN CAPITAL INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund26.3b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV26.3b	AUM15.9b	#Funds5
Adviser COLLER CAPITAL INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM12.0b	#Funds-
Adviser UG INVESTMENT ADVISERS LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.7b	#Funds-

Brochure Summary

Overview

BAU Advisors LLC (“BAU” or the “Firm”) is an investment advisory firm which serves primarily as an investment adviser to pooled investment vehicles with investment programs focused on real estate and other asset-backed opportunities, globally, through credit and equity instruments. Certain of BAU’s advisory relationships are non-discretionary in nature. In such circumstances, investment opportunities must be approved by the applicable pooled investment vehicle’s board of directors. The Firm was established in May 2015. The members of the Firm are Francisco Salonia- Ruzo and Fernando Moncho Lobo. BAU’s advisory services to its clients are detailed in the applicable offering memorandum, prospectus, investment management agreement, and/or other materials (collectively, “Offering Documents”). Detailed information about the clients are located in their respective Offering Documents. All references to the pooled investment vehicles herein, including but not limited to their investments, strategies, services, fees, expenses, costs, and other terms, are qualified entirely by reference to each pooled investment

vehicles’ Offering Documents. Investment advice is provided directly to the pooled investment vehicles and not individually to investors in each pooled investment vehicle. BAU may invest client assets in real estate and other asset-backed opportunities globally through credit and equity instruments. Additionally, non-investment grade securities or non-rated securities, may be included in the investments recommended. Such securities may be more volatile and less liquid than investment grade securities. Investment allocation is determined among various businesses, securities and funds reflecting different geographic and economic sectors. The advice offered by BAU is not to be considered legal or tax advice. Investors should coordinate and discuss the impact of financial advice with their attorney, accountant, or personal investment advisers. BAU does not participate in a wrap fee program. As of December 31, 2023, BAU managed approximately $324,143,062 regulatory assets under management, of which approximately $203,428,176 are on a non-discretionary basis and $120,714,886 are on a discretionary basis.

BAU ADVISORS

BAU ADVISORS

BAU ADVISORS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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BAU ADVISORS BAU ADVISORS BAU ADVISORS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

BAU ADVISORS

BAU ADVISORS

BAU ADVISORS LLC