NUVEEN CAPITAL MARKETS LLC

other names
  • NUVEEN CAPITAL MARKETS LLC
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Adviser Profile

As of Date 09/09/2019
Registration status Terminated
ADV Location SAN FRANCISCO, CA, United States
AUM* 0
of that, discretionary 0
Private Fund GAV* 0
SMA’s No
Private Funds 0

Adviser Type

- Adviser relying on rule 203A-2(c) because you expect to be eligible for SEC registration within 120 days

Number of Employees 25

of those in investment advisory functions 21

Client Types

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

1 1 1 1
2019
Discretionary
Non-discretionary

Private Funds

Employees