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Adviser Profile

As of Date 06/25/2024
Adviser Type - Large advisory firm
Number of Employees 5
of those in investment advisory functions 4
Registration SEC, Approved, 10/11/2019
AUM* 125,341,727 -15.34%
of that, discretionary 0
Private Fund GAV* 123,293,681 -14.26%
Avg Account Size 62,670,864 -15.34%
SMA’s No
Private Funds 1
Contact Info 917 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- Fixed fees (other than subscription fees)
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
241M 206M 172M 138M 103M 69M 34M
2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count1 GAV$123,293,681

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Brochure Summary

Overview

Description of Firm Align Private Capital, LLC (hereinafter "Align") is a registered investment adviser based in Sarasota, Florida with offices in Naples, Florida. We are organized as a limited liability company ("LLC") under the laws of the State of Florida. Align is majority owned by Ghent LLC, which is wholly owned by Robert Blabey and Anna Nekoranec, along with Sirena Management, LLC, which is a minority non-controlling investor in Align. The following paragraphs describe our services and fees. Refer to the description of each investment advisory service listed below for information on how we tailor our advisory services to your individual needs. As used in this brochure, the words "we," "our," and "us" refer to Align Private Capital, LLC and the words "you," "your," and "client" refer to you as either a client or prospective client of our firm. Advisory Services Align serves as General Partner and Investment Manager to pooled investment vehicles (hereinafter, the "Funds"), and separately managed accounts. The Funds will have the ability to invest on a non-discretionary basis (based on terms of the Governing Documents) across asset classes and industries with a focus on opportunistic investments in both the private and public markets, including other funds or portfolios managed by third-party investment advisors. In addition, Align may invest through outside managed funds. Align's advisory services consist of: (a) identifying and evaluating investment opportunities, (b) structuring, negotiating and consummating investments on behalf of the Fund, (c) managing and monitoring such investments, and (d) disposing of such investments. The Fund is offered only to investors meeting certain sophistication and financial requirements and only by applicable offering documents. In providing services to the Fund, we direct and manage the investment of Fund assets and provide periodic reports to investors in the fund. Align's advice is not tailored to the individual needs of investors in the Funds or investment vehicles. Rather, when managing assets for its clients (i.e., the Funds), Align remains subject to the investment guidelines and restrictions included in the applicable offering documents, limited partnership agreements, organizational documents and/or investment management/advisory agreements, as applicable, for each client (the "Governing Documents"). Once invested in the Funds,
investors do not generally have the contractual right to impose additional restrictions on the types of securities or investments in which the Funds may invest. In certain cases, Align may provide investment advice on a non-discretionary basis to separately managed account clients (“SMA Clients”) pursuant to an Investment Management Agreement (“IMA”). Investment advice provided to SMA Clients is typically limited to opportunities to invest alongside a Fund in private markets. Prior to recommending an investment, Align will meet with the SMA Client to determine the SMA Client’s objectives, time horizons, risk tolerance, and liquidity needs. As appropriate, Align will also review and discuss a SMA Client’s prior investment history and background prior to making an investment recommendation. Align will use this information in its assessment of whether or not a particular recommendation is suitable for the SMA Client. Align will supervise the SMA Client’s investment. Align does not build or establish overall wealth portfolios for SMA Clients; services are limited to recommendation of specific investment opportunities, generally in private markets and generally in an investment alongside the Funds. This Part 2A Disclosure Brochure contains a summary of information relevant to the subject headings as stated herein, and no disclosure or other statement contained herein serves as a substitute or shall supersede any of the terms and conditions as outlined in the Funds’ Governing Documents or an SMA Client’s IMA. To the extent any of the statements herein conflict with the Fund's Governing Documents or an SMA Client’s IMA, such Governing Documents or IMA shall govern, and investors in such fund will be bound by the terms, conditions, risks and other relevant information contained therein. Types of Investments Align will serve as an adviser to pooled investment vehicles with a focus on investments across asset classes and industries with a focus on opportunistic investments in both the private and public markets. In addition, Align may invest through outside managed funds. Align will also recommend investments, typically in private markets, to SMA Clients on a non- discretionary basis. Assets Under Management As of December 31, 2023, Align managed approximately $ $125,341,727 in investment advisory client assets, all of which is managed on a non-discretionary basis.