9AT: FINEQUITIES LLC

FINEQUITIES LLC

other names

FINEQUITIES LLC

Adviser Profile

As of Date	03/24/2025
ADV Location	MIAMI, FL, United States
Adviser Type - Internet adviser
Number of Employees	1
of those in investment advisory functions	1
Registration	SEC, Approved, 11/01/2019

AUM^*	0
of that, discretionary	0
Private Fund GAV^*	0
SMA’s	No
Private Funds	0
Contact Info	877 xxxxxxx
Websites

Client Types

Advisory Activities

Compensation Arrangments

- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

Reported AUM

1 1 1 1

2019 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A. Description of the Advisory Firm Finequities LLC (hereinafter “FIN”) is a limited liability company organized in the state of Florida. The firm became registered as an investment adviser in November 2019 and launched its interactive application to provide investment advisory services in 2021. Its principal owner is Santiago Jimenez de Andrade. B. Types of Advisory Services FIN offers a social investment platform through its interactive mobile app, which is available on the App Store and similar online stores. Users can download the app to access investment advisory services and enjoy the platform’s social features. In terms of social networking, users can share their portfolios and follow others for guidance. It also offers investment advice through custom portfolios created by Finequities and other portfolios related to prominent investors, which users can replicate. FIN's custom bundle feature allows users to create their own portfolios using a screener that provides financial information on assets the user is interested in, offering a more self- guided approach rather than face-to-face guidance. Additionally, there are Investment Bundles, which are portfolio recommendations constructed by Finequities. These bundles contain various

types of assets, tailored according to the specific bundle chosen. It's important to note that FIN doesn't manage client accounts. Clients have the option to open a brokerage account through the app, and they are responsible for executing their own securities transactions, as FIN does not have trading authority over client accounts. Services Limited to Specific Types of Investments FIN limits its investment advice to equity securities. C. Client Tailored Services and Client Imposed Restrictions FIN will provide a specific set of recommendations for each client based on their personal restrictions, needs, and targets. Clients may request FIN exclude certain securities or securities in certain sectors or industries from FIN’s recommendations in accordance with the client’s values or beliefs. However, if the restrictions would require FIN to deviate from its standard suite of services, FIN reserves the right to end the relationship. D. Wrap Fee Programs A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, and certain other administrative fees. FIN does not participate in wrap fee programs. E. Assets Under Management FIN does not manage client accounts on a continuous basis.