A. Description of the Advisory Firm B. Types of Advisory Services Written Acknowledgement of Fiduciary Status When we provide investment advice to you regarding your retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Under this special rule’s provisions, we must:
• Meet a professional standard of care when making investment recommendations (give prudent advice);
• Never put our financial interests ahead of yours when making recommendations (give loyal advice);
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that we give advice that is in your best interest;
• Charge no more than is reasonable for our services; and
• Give you basic information about conflicts of interest. SWIG offers the same suite of services to all of its clients. However, specific client financial plans and their implementation are dependent upon the client Investment Advisory Contract which outlines each client’s current situation (income, tax levels, and risk tolerance levels) and is used to construct a client specific plan to aid in the selection of a portfolio that matches restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent SWIG from properly servicing the client account, or if the restrictions would require SWIG to deviate from its standard suite of services, SWIG reserves the right to end the relationship. A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, fund expenses, and any other administrative fees. SWIG does not participate in any wrap fee programs. SWIG has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $900,767,493 $0.00 December 2023 C.

Client Tailored Services and Client Imposed Restrictions D. Wrap Fee Programs E. Amounts Under Management Investment Advisory Services Fees The following table represents the base schedule of fees charged by a strategic wealth investment group LLC for services provided fees are based on assets under management and you will not pay a separate Commission ticket charge or custodial fee for the execution of transactions in your account this does not exclude the potential of additional fees being charged by our custodian for certain kinds of products as dictated by their client account agreement terms Total Assets Under Management Annual Fee First $1,000,000 1.50% 1,000,001- $2,499,999 1.00% $2,500,000 - $4,999,999 0.75% Above $5,000,000 0.50% These fees are negotiable depending upon the needs of the client and complexity of the situation, and the final fee schedule is attached as Exhibit II of the Investment Advisory Contract. Fees are paid monthly in arrears to SWIG, and clients may terminate their contracts with fifteen days’ written notice. Because fees are charged in arrears, no refund policy is necessary. Clients may terminate their accounts without penalty within 5 business days of signing the advisory contract. Advisory fees are withdrawn directly from the client’s accounts with client written authorization. Financial Planning Fees Depending on the complexity of the situation and the needs of the client, the fee for financial planning services are negotiable and will be attached as Exhibit II of the Financial Planning Agreement. Fees are paid in advance, but never more than six months in advance. Clients may terminate their contracts without penalty within five business days of signing the Financial Planning Agreement. Fees that are charged in advance will be refunded based on the prorated amount of work completed at the point of termination. The fee refunded will be the balance of the fees collected in advance minus the remaining percentage of the plan left to be completed. In any educational seminar we may charge the client for printing and binding costs of the workbooks, other material costs or to recover a portion of venue rental cost. In these cases, the fee will be disclosed and collected before the event begins. Payment of Investment Advisory Fees