9AT: SECURITY FIRST ADVISORS

Adviser Profile

As of Date	04/02/2025
Registration status	Terminated
ADV Location	VANCOUVER, WA, United States
Contact Info	503 xxxxxxx
Websites

AUM^*	232,265,595
of that, discretionary	0
Number of Employees	7
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	191,480
% High Net Worth	10.33%
SMA’s	Yes
Private Funds	0

Adviser Type

- Related adviser

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CAROLINA WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM798.5m	#Funds-
Adviser CHRISTOPHER WEIL & CO INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM896.2m	#Funds-
Adviser NORTHEAST ADVISERS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM639.1m	#Funds-
Adviser RIVERPATH INVESTMENTS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM362.9m	#Funds-
Adviser TRUENORTH WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser GLOBAL FINANCIAL ADVISORY SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM259.3m	#Funds-
Adviser ALEXANDER INVESTMENT SERVICES CO.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM496.3m	#Funds-
Adviser BPS WEALTH ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser PARTNERS CAPITAL SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund100.0m	Total Private Fund GAV100.0m	AUM109.1m	#Funds1
Adviser ASHWORTH WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM377.8m	#Funds-

Brochure Summary

Overview

A Our Firm. Security First Advisors, Inc. (“SFA,” “firm,” “we,” “us,” and “our”) is an independent SEC registered investment advisor firm with primary offices located in Portland, Oregon. We also operate a branch office located in Clackamas, Oregon. The firm has been in business since 1981 and first became registered as an investment advisor in 1992. The owner of the firm is REM 22, Inc., which is a holding company wholly owned by Pinnacle Wealth Advisors, Inc. (“PWA”). PWA is an independent SEC registered investment advisor firm owned and controlled by Aaron Christopherson, CFP®, and Randy Gay, C(k)P®. B C Our Services. We are investment managers with both active and passive investment strategies providing ongoing portfolio management for individuals, businesses or institutional clients. We also assist our clients with the selection of other advisors. We invest in both public and private equity securities, warrants, public and private corporate debt securities, certificates of deposit, municipal securities, investment company securities, U.S. Government securities, option contracts and interests in partnerships. We may also recommend other types of investments depending on the client’s specific investment objectives, needs, and limitations. Please see Item 8 of this Brochure for a description of the investment strategies we typically recommend to clients. Advice and services are tailored to the stated objectives of our client(s). We discuss with the client in detail critically important information such as the client’s risk tolerance, time horizon,

and projected future needs, to formulate an investment strategy. This strategy guides us in objectively and suitably managing the client’s account. We meet with clients as needed to review portfolio performance, discuss current issues, and re-assess goals and plans. After client assets are invested, we continuously monitor their investments and provide advice related to ongoing financial and investment needs. We act as trusted fiduciary advisors and we always put our clients’ interests first. Clients may impose restrictions on investing in certain securities and types of securities. We have non-discretionary authority over client funds and we must first obtain client approval prior to executing any transactions in account(s). We also offer financial planning services either combined with ongoing asset management or as a stand-alone service. SFA will gather initial data from the client to determine a scope of work that may include, but is not limited to, education funding analysis, retirement feasibility, estate planning and wealth transfer analysis, pension and profit sharing design, and review of any items contained in the comprehensive plan. Additional details regarding the nature of our financial planning services are contained in Item 5 of this Brochure. D Wrap Fee Programs. We do not participate in or sponsor any wrap fee programs. E Assets Under Management. As of December 31, 2023, we are managing approximately $232,265,595 of client assets on a non-discretionary basis and $0 of client assets on a discretionary basis.

SECURITY FIRST ADVISORS

SECURITY FIRST ADVISORS

SECURITY FIRST ADVISORS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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SECURITY FIRST ADVISORS SECURITY FIRST ADVISORS SECURITY FIRST ADVISORS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

SECURITY FIRST ADVISORS

SECURITY FIRST ADVISORS

SECURITY FIRST ADVISORS, INC.