Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 02/28/2020
Other registrations (1)
ADV Location DALLAS, TX, United States
Contact Info 214 xxxxxxx
Websites
AUM* 106,127,018 -1%
of that, discretionary 0
Number of Employees 2
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 1,965,315 6%
% High Net Worth 91.07% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

145M 125M 104M 83M 62M 42M 21M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name BAKER TILLY US, LLP Filing Date11/13/2025 Form ADV-E View Report
Accounting Firm Name BAKER TILLY US, LLP Filing Date12/11/2024 Form ADV-E View Report
Accounting Firm Name BAKER TILLY US, LLP Filing Date01/25/2024 Form ADV-E View Report
Accounting Firm Name BAKER TILLY US, LLP Filing Date04/25/2023 Form ADV-E View Report

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