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Adviser Profile

Registration status Terminated
As of Date 11/02/2024
Adviser Type - Large advisory firm
Number of Employees 2
of those in investment advisory functions 2
AUM* 172,594,811 -15.16%
of that, discretionary 101,653,975 -27.60%
Private Fund GAV* 0 -100.00%
Avg Account Size 13,276,524 -2.11%
% High Net Worth 50.00% -20.00%
SMA’s Yes
Private Funds 0 1
Contact Info 913 xxxxxxx
Websites

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
140M 120M 100M 80M 60M 40M 20M
2020 2021 2022 2023

Private Funds



Employees

Brochure Summary