Overview
A. Description of the Advisory Firm
Redswan PC, Inc (hereinafter “RPI”) is a Corporation organized in the State of Delaware.
The firm was formed in May 2018, and the principal owner is Edward Nwokedi.
B. Types of Advisory Services
Portfolio Management Services
RPI offers ongoing portfolio management services. Portfolio management services
include, but are not limited to, the following:
• Investment strategy • Asset selection
• Asset allocation • Real Estate Tokenization
RPI seeks to provide that investment decisions are made in accordance with the fiduciary
duties owed to its accounts and without consideration of RPI’s economic, investment or
other financial interests. To meet its fiduciary obligations, RPI attempts to avoid, among
other things, investment or trading practices that systematically advantage or
disadvantage certain client portfolios, and accordingly, RPI’s policy is to seek fair and
equitable allocation of investment opportunities/transactions among its clients to avoid
favoring one client over another over time. It is RPI’s policy to allocate investment
opportunities and transactions it identifies as being appropriate and prudent, including
investment opportunities that might have a limited supply, among its clients on a fair and
equitable
basis over time.
Subadvisor Services
RPI may also act as a subadvisor to advisers unaffiliated with RPI. These third-party
advisers would outsource portfolio management services to RPI. This relationship will be
memorialized in each contact between RPI and the third-party adviser.
Services Limited to Specific Types of Investments
RPI generally limits its investment advice to real estate funds and equities, although RPI
primarily recommends commercial real estate equity. RPI may use other securities as well
to help diversify a portfolio when applicable.
C. Client Tailored Services and Client Imposed Restrictions
RPI offers the same suite of services to all of its clients. However, clients on their own
select which commercial real estate equity securities to participate in depending on their
return and risk objectives and portfolio diversification needs.
D. Wrap Fee Programs
A wrap fee program is an investment program where the investor pays one stated fee that
includes management fees, transaction costs, and certain other administrative fees. RPI
does not participate in wrap fee programs.
E. Assets Under Management
RPI has the following assets under management:
Discretionary Amounts: Non-discretionary Amounts: Date Calculated:
$ 2,514,673,000.00 $0 March 2024