9AT: RED SWAN PRIVATE CLIENT

RED SWAN PRIVATE CLIENT

other names

RED SWAN PRIVATE CLIENT
REDSWAN PC, INC

Adviser Profile

As of Date	05/12/2025
ADV Location	HOUSTON, TX, United States
Adviser Type - Large advisory firm
Number of Employees	8 100%
of those in investment advisory functions	2 100%
Registration	SEC, Approved, 03/09/2020

AUM^*	2,443,073,000 134%
of that, discretionary	0
Private Fund GAV^*	0 -100%
Avg Account Size	1,221,536,500 838%
SMA’s	Yes
Private Funds	0 1
Contact Info	314 xxxxxxx
Websites

Client Types

- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 893M 744M 596M 447M 298M 149M

2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

A. Description of the Advisory Firm Redswan PC, Inc (hereinafter “RPI”) is a Corporation organized in the State of Delaware. The firm was formed in May 2018, and the principal owner is Edward Nwokedi. B. Types of Advisory Services Portfolio Management Services RPI offers ongoing portfolio management services. Portfolio management services include, but are not limited to, the following: • Investment strategy • Asset selection • Asset allocation • Real Estate Tokenization RPI seeks to provide that investment decisions are made in accordance with the fiduciary duties owed to its accounts and without consideration of RPI’s economic, investment or other financial interests. To meet its fiduciary obligations, RPI attempts to avoid, among other things, investment or trading practices that systematically advantage or disadvantage certain client portfolios, and accordingly, RPI’s policy is to seek fair and equitable allocation of investment opportunities/transactions among its clients to avoid favoring one client over another over time. It is RPI’s policy to allocate investment opportunities and transactions it identifies as being appropriate and prudent, including investment opportunities that might have a limited supply, among its clients on a fair and equitable

basis over time. Subadvisor Services RPI may also act as a subadvisor to advisers unaffiliated with RPI. These third-party advisers would outsource portfolio management services to RPI. This relationship will be memorialized in each contact between RPI and the third-party adviser. Services Limited to Specific Types of Investments RPI generally limits its investment advice to real estate funds and equities, although RPI primarily recommends commercial real estate equity. RPI may use other securities as well to help diversify a portfolio when applicable. C. Client Tailored Services and Client Imposed Restrictions RPI offers the same suite of services to all of its clients. However, clients on their own select which commercial real estate equity securities to participate in depending on their return and risk objectives and portfolio diversification needs. D. Wrap Fee Programs A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, and certain other administrative fees. RPI does not participate in wrap fee programs. E. Assets Under Management RPI has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $ 2,514,673,000.00 $0 March 2024