9AT: RAYLIANT INVESTMENT RESEARCH

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 04/01/2020
ADV Location	NEWPORT BEACH, CA, United States
Contact Info	626 xxxxxxx
Websites

AUM^*	203,450,744 21%
of that, discretionary	203,450,744 21%
Number of Employees	21 -38%
of those in investment advisory functions	8 -27%
Private Fund GAV^*	0
Avg Account Size	50,862,686 21%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SILVERPEPPER LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM174.4m	#Funds-
Adviser BROOKSTONE ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM597.9m	#Funds-
Adviser ABACUS FCF ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM642.6m	#Funds-
Adviser LEADER CAPITAL CORP.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser PGIA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM528.4m	#Funds-
Adviser DESTRA CAPITAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM463.8m	#Funds-
Adviser AC FUNDS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds-
Adviser ALLIED ASSET ADVISORS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM262.0m	#Funds-
Adviser AXS INVESTMENTS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.0b	#Funds-
Adviser GALLAGHER FIDUCIARY ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM194.8b	#Funds-

Brochure Summary

Overview

4 Rayliant Investment Research (“Rayliant” or the “Firm”) is an asset manager based in California. The Firm is a wholly-owned subsidiary of Rayliant Global Advisors Limited (“RGA”), a global investment management group. Jason Hsu is the principal owner of RGA. The Firm was established in 2016 and registered with the SEC in 2020. Rayliant provides investment management services to clients using quant models and customized portfolios in non-U.S. securities and ADRs listed in the U.S. Our investment strategies are available for a fee through institutional separately managed accounts and exchange traded fund (ETF) and other pooled funds, and wealth management programs sponsored by other investment managers. We provide advice to a variety of types of clients, within and outside the United States, including retirement

plans, foundations and endowments, individuals, trusts, broker-dealers, banks, investment advisers, mutual funds, and collective investment trust funds. Rayliant also provides sub-advisory services to its affiliated entities. Products such as collective investment trusts and the ETFs are managed in compliance with the investment goals, objectives and risk tolerance outlined in their respective offering documents. Rayliant will accommodate reasonable requests for customization of separately managed accounts with respect to investment guidelines and restrictions. As of December 31 2022, the Firm had $ 169,256,600 in U.S. discretionary assets under management in its ETFs. The method used to calculate assets under management is consistent with the method used to calculate regulatory assets under management.

RAYLIANT INVESTMENT RESEARCH

RAYLIANT INVESTMENT RESEARCH

RAYLIANT ASSET MANAGEMENT

RAYLIANT ASSET MANAGEMENT LIMITED

RAYLIANT GLOBAL ADVISER

RAYLIANT GLOBAL ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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RAYLIANT INVESTMENT RESEARCH RAYLIANT INVESTMENT RESEARCH RAYLIANT ASSET MANAGEMENT RAYLIANT ASSET MANAGEMENT LIMITED RAYLIANT GLOBAL ADVISER RAYLIANT GLOBAL ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

RAYLIANT INVESTMENT RESEARCH

RAYLIANT INVESTMENT RESEARCH

RAYLIANT ASSET MANAGEMENT

RAYLIANT ASSET MANAGEMENT LIMITED

RAYLIANT GLOBAL ADVISER

RAYLIANT GLOBAL ADVISORS