9AT: PIPER SANDLER ADVISORS LLC

Adviser Profile

As of Date	12/08/2024
Registration status	Terminated
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx

AUM^*	364,606,276 -4%
of that, discretionary	364,606,276 -4%
Number of Employees	10 -9%
of those in investment advisory functions	7 250%
Private Fund GAV^*	0
Avg Account Size	182,303,138 -4%
SMA’s	No
Private Funds	0 2

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser 337 FRONTIER CAPITAL, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund588.7m	Total Private Fund GAV588.7m	AUM795.3m	#Funds3
Adviser PIEDMONT CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund118.9m	Total Private Fund GAV118.9m	AUM495.6m	#Funds1
Adviser RIVO ALTO CAPITAL FUNDING LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM27.6m	#Funds-
Adviser BUILDGROUP MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund294.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV294.4m	AUM294.4m	#Funds4
Adviser CEDAR STREET ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund338.8m	Total Private Fund GAV338.8m	AUM938.4m	#Funds3
Adviser WEMBLEY STRATEGIC ADVISORY LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund26.1m	Total Private Fund GAV26.1m	AUM695.2m	#Funds7
Adviser RYE BROOK CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM327.3m	#Funds-
Adviser VIRTUS FAMILY OFFICE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund112.3m	Total Private Fund GAV112.3m	AUM726.9m	#Funds3
Adviser BASTION MANAGEMENT II LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund438.8m	Total Private Fund GAV438.8m	AUM572.7m	#Funds5
Adviser PRMIM	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.5b	Total Private Fund GAV1.5b	AUM1.5b	#Funds1

Brochure Summary

Overview

This disclosure document deals solely with the Piper Sandler Advisors LLC. This document provides information about Piper Sandler Advisors LLC and its asset management strategies that should be considered before becoming an advisory client of Piper Sandler Advisors LLC. This information has not been approved by any governmental authority. General Information and Investment Advisory Services Relating to Piper Sandler Advisors LLC Program Piper Sandler Advisors LLC manages the securities held by special-purpose entities known as collateralized debt obligations or CDOs. Those securities typically consist of trust preferred, subordinated debt and other securities issued by various financial institutions. We currently serve as the collateral manager to two CDOs. We have entered into collateral management agreements with each of those CDOs, which set forth the terms under which we advise the CDOs on the selection, purchase and sale of securities, hedging strategies and

other matters. Our CDO clients generally follow a “buy and hold” strategy and are not actively managed. In connection with our collateral management services, we also offer advice regarding swaps and other derivatives to which our CDO clients may be a party. Assets Under Management We managed $364,606,276 in client assets as of December 31, 2023. Our method for computing client assets is the same as the method we used to compute assets under management in our Form ADV Part I. Additional Information Relating to Piper Sandler & Co. Piper Sandler Advisors LLC has affiliated investment advisory companies Piper Sandler & Co; Piper Heartland Healthcare Capital, LLC,; PSC Capital Partners LLC; and Piper Sandler Finance Management, LLC. – all of which are wholly owned subsidiaries of Piper Sandler Companies (NYSE: PIPR) and affiliated SEC-registered investment advisers providing advisory services to private funds and/or pooled investment vehicles.

PIPER SANDLER ADVISORS LLC

PIPER SANDLER ADVISORS LLC

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PIPER SANDLER ADVISORS LLC PIPER SANDLER ADVISORS LLC

Related Companies

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

PIPER SANDLER ADVISORS LLC

PIPER SANDLER ADVISORS LLC