9AT: BUTTONWOOD FINANCIAL ADVISORS, INC.

Adviser Profile

As of Date	03/07/2026
Registration	SEC, Approved, 04/13/2020
Other registrations (6)	Maryland, Terminated, 04/17/2020 Florida, Terminated, 04/15/2020 Pennsylvania, Terminated, 04/15/2020 Texas, Terminated, 04/15/2020 Virginia, Terminated, 04/15/2020 Arizona, Terminated, 11/18/2014
ADV Location	BALTIMORE, MD, United States
Contact Info	410 xxxxxxx
Websites

AUM^*	483,170,997 57%
of that, discretionary	455,862,478 55%
Number of Employees	8 33%
of those in investment advisory functions	5
Private Fund GAV^*	0
Avg Account Size	453,256 43%
% High Net Worth	46.48% 37%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MPS-LORIA FINANCIAL PLANNERS,LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM826.6m	#Funds-
Adviser PETROS FAMILY WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM341.6m	#Funds-
Adviser CRAIG DUVARNEY, CFP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM371.0m	#Funds-
Adviser FLAGSHIP WEALTH ADVISORS, LLC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM748.6m	#Funds-
Adviser REFRAME WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM394.8m	#Funds-
Adviser HERITAGE WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM357.8m	#Funds-
Adviser SARD WEALTH MANAGMENT GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM464.0m	#Funds-
Adviser SHOREHAVEN WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM541.5m	#Funds-
Adviser BALLAST, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM751.5m	#Funds-
Adviser FRANK FINANCIAL ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM188.2m	#Funds-

Brochure Summary

Overview

BFA began conducting business in 2008 and is an SEC registered investment adviser with its principal place of business located in Baltimore, Maryland. Listed below are BFA’s principal shareholders, those individuals and/or entities controlling 25% or more of this company:
• Damian J. Gallina, President and Chief Compliance Officer
• Jeffrey A. Malcom, Vice President As of 12/31/2023 we were actively managing $294,667,853 of clients' assets on a discretionary basis, and $13,401,678 on a non-discretionary basis. INDIVIDUAL PORTFOLIO MANAGEMENT Our firm offers portfolio management services to its advisory clients. We will provide continuous advice to a client regarding the investment of client funds based on the client’s individual needs including the client’s individual objectives, tax considerations, time horizons, risk tolerance, liquidity needs, prior investment history, as well as family composition and background. We ask clients to adopt an investment policy statement, which we provide, and manage their advisory accounts on a discretionary basis based on the client's stated objectives or adopted investment policy statement (e.g., Balanced, Diversified, Fixed Income, Growth, Moderate, Income/Balanced, Income/Diversified, Income/Growth, and Income/Moderate). Clients may impose reasonable restrictions on investing in certain securities,

types of securities, or industry sectors. Our investment recommendations are not limited to any specific product or service offered by a broker dealer or insurance company and will generally include advice regarding individual stocks, bonds, certificates of deposit (CDs), mutual funds, and exchange-traded funds (“ETFs”). FINANCIAL PLANNING Financial planning is a comprehensive evaluation of a client’s current and future financial state by using currently known variables to project future cash flows, asset values and withdrawal plans. Based on the information provided by the client, BFA will prepare a comprehensive detailed written plan designed to help achieve their financial goals and objectives, and which may address personal investing, tax analysis, insurance, estate, educational, and retirement planning. Recommendations based on the plan are not limited to any specific product or service offered by a broker dealer or insurance company. The information we gather through in-depth personal interviews includes a client's current financial status, tax status, future goals, return objectives and attitudes towards risk as well as documents supplied by the client. To implement the recommendations contained in their plan, we suggest clients work closely with their attorney, accountant insurance agent, and, at their discretion, BFA for investment management.

BUTTONWOOD FINANCIAL ADVISORS, INC.

BUTTONWOOD FINANCIAL ADVISORS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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BUTTONWOOD FINANCIAL ADVISORS, INC. BUTTONWOOD FINANCIAL ADVISORS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

BUTTONWOOD FINANCIAL ADVISORS, INC.

BUTTONWOOD FINANCIAL ADVISORS, INC.