9AT: STONEPOINT CAPITAL, LLC

STONEPOINT CAPITAL, LLC

other names

STONEPOINT CAPITAL, LLC

Adviser Profile

Registration status

Terminated

As of Date	01/08/2025
ADV Location	NASHVILLE, TN, United States
Adviser Type - Large advisory firm
Number of Employees	1 -67%
of those in investment advisory functions	1 -50%

AUM^*	154,896,705 -2%
of that, discretionary	154,896,705 -2%
Private Fund GAV^*	0 -100%
Avg Account Size	7,040,759 2%
% High Net Worth	48.65% -41%
SMA’s	Yes
Private Funds	0 1
Contact Info	615 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

158M 136M 113M 91M 68M 45M 23M

2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

A. Firm Description Stonepoint Capital, LLC (“SC” or the “Firm”) is an investment management firm that is registered with the Securities and Exchange Commission regulatory agency as an investment adviser. SC is organized as a limited liability company that was founded in 2015. SC’s current business activity consists of providing investment advisory services utilizing its proprietary investment strategy to individuals, high net worth individuals, families, and institutions. It may also offer financial planning, business/tax consulting services to clients. Principal Owners: SC is solely owned by Timothy James Wolters. B. Types of Advisory Services: SC provides investment advice and financial planning services to individuals, families, trusts, and institutions. SC does not assess a fee for its financial planning services. C. Tailored Relationships: The asset management services and separately managed advisory programs offered by SC are based on the individual needs of our clients which are assessed in client interviews

and the suitability of products and services. We make a thorough assessment of our client’s goals, objectives, investment horizon, and risk tolerance. SC does not allow clients to impose restrictions on investments. D. Wrap Fee Programs: Wrap Fee Programs are arrangements between broker-dealers, investment advisers, banks and other financial institutions and affiliated and unaffiliated investment advisers through which the clients of such firms receive discretionary investment advisory, execution, clearing and custodial services in a “bundled” form. In exchange for these “bundled” services, the clients pay an all-inclusive (or “wrap”) fee determined as a percentage of the assets held in the wrap account. Due to the nature of its advisory services, SC does not participate in and is not a sponsor of wrap fee programs. E. Assets under Management: SC had approximately $154,896,705 in assets under advisement on a discretionary basis as of December 31, 2022.