9AT: LOGIC CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/13/2025
Registration status	Terminated
ADV Location	HOUSTON, TX, United States
Contact Info	713 xxxxxxx
Websites

AUM^*	381,223,059 30%
of that, discretionary	370,241,865 27%
Number of Employees	3
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	395,870 16%
% High Net Worth	39.19% 11%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FOCUS WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM247.6m	#Funds-
Adviser QUANTUM FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser BEACON FINANCIAL STRATEGIES CORP.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM309.4m	#Funds-
Adviser HERITAGE INVESTMENT GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.2b	#Funds-
Adviser DOCEO WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM274.0m	#Funds-
Adviser OPES WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM822.3m	#Funds-
Adviser AFG FIDUCIARY SERVICES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM166.3m	#Funds-
Adviser TELOS CAPITAL MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.6b	#Funds-
Adviser ALPENGLOBAL CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM184.0m	#Funds-
Adviser THE PATTEN GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM725.1m	#Funds-

Brochure Summary

Overview

Advisory Firm Description Logic Capital Management, LLC (formerly Logic Capital Management, LLP) (“Logic,” “LCM” or the “Firm”) has been in business since October 19, 2005. The principal owner is Thomas “Toby” H. Whitby III. Types of Advisory Services Investment Advisory Services Logic provides investment advisory services tailored to each client’s personal goals, objectives, and risk tolerance. Client accounts are managed by the Firm on a discretionary basis according to an agreement to provide advisory services with each client. The Firm provides continuous investment advisory services to its clients. These services include:  Developing an asset allocation strategy while taking into consideration a client’s risk tolerance and economic objectives.  Providing specific investment recommendations.  Placing trades in the client’s account as appropriate.  Providing ongoing support:  Support to new clients for the establishing the new account and/or transfer assistance.  Portfolio monitoring  Support to existing clients in the event of changes in their investment objective, risk tolerance or financial situation. Pension

Consulting Services Logic offers consulting services to pension or other employee benefit plans (including but not limited to 401(k) plans). Pension consulting includes, but is not limited to, some or all of the following:  identifying investment objectives and restrictions  providing guidance on various asset classes and investment options  monitoring investment options and making recommendations for changes  recommending other service providers, such as custodians, administrators, and broker-dealers  creating a written pension consulting plan These services are based on the goals, objectives, demographics, time horizon, and/or risk tolerance of the plan and its participants. NOTE: The Firm’s services do not include:  Tax preparation.  Tax advice.  Legal counsel. Tailored Advisory Services Clients may instruct Logic not to purchase or sell certain investments on their behalf or to limit such trades to specified amounts. Client Assets Under Management As of December 31, 2023, the Firm had approximately $291,917,024 of discretionary assets under management and approximately $2,191,730 of non-discretionary assets under management.

LOGIC CAPITAL MANAGEMENT, LLC

LOGIC CAPITAL MANAGEMENT, LLC

LOGIC CAPITAL MANAGEMENT, LLP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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LOGIC CAPITAL MANAGEMENT, LLC LOGIC CAPITAL MANAGEMENT, LLC LOGIC CAPITAL MANAGEMENT, LLP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

LOGIC CAPITAL MANAGEMENT, LLC

LOGIC CAPITAL MANAGEMENT, LLC

LOGIC CAPITAL MANAGEMENT, LLP