9AT: COPLEY INVESTMENT MANAGEMENT, LLC

Adviser Profile

As of Date	03/11/2026
Registration	SEC, Approved, 04/24/2020
Other registrations (2)	Tennessee, Terminated, 05/08/2020 North Carolina, Terminated, 05/05/2020
Contact Info	910 xxxxxxx
Websites

AUM^*	307,338,121 53%
of that, discretionary	278,212,443 53%
Number of Employees	1 -50%
of those in investment advisory functions	1 -50%
Private Fund GAV^*	0
Avg Account Size	286,162 26%
% High Net Worth	12.84% 40%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser AO WEALTH ADVISORY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM213.2m	#Funds-
Adviser BIECHELE ROYCE ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM659.8m	#Funds-
Adviser IPI WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.7b	#Funds-
Adviser CIMARRON WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM327.3m	#Funds-
Adviser ROSEMEYER MANAGEMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM914.0m	#Funds-
Adviser DLK INVESTMENT MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM524.0m	#Funds-
Adviser JDL ADVISERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.3b	#Funds-
Adviser CAPITAL INVESTMENT ADVISORY SERVICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.4b	#Funds-
Adviser SAOS CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM239.1m	#Funds-
Adviser ALLEGHENY INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM742.1m	#Funds-

Brochure Summary

Overview

Ron Copley founded Copley Investment Management (CIM) in 1985. Ron pursued his education and careers in both academia and the investment advisory business. He has served as a Professor of Finance at Queens College, Memphis University, UNC Chapel Hill and UNC Wilmington where he published over 40 academic and professional articles. Currently, CIM manages over $200 million for individuals and small business retirement plans, provides business valuations for legal matters, and actively provides international consulting services to foreign governments. He is conversant in Japanese. Asset Management: Individual and Families CIM is able to serve a variety of individuals and families who are seeking financial planning, retirement planning and investment reviews. Copley Investment Management provides personal attention to clients, and their financial assets. Institutional Qualified retirement plans, such as defined benefit, defined contribution, Keogh and SEPs can provide significant tax advantages for closely held businesses and self-employed individuals. Our qualified staff can assist you in evaluating the type of pension plan that will best serve the retirement needs of you and your employees. Business Valuation The value of your business is important and our competent staff has the experience to guide you through the process. We can provide useful and objective analysis to assist you in the valuation of any business in which you have an interest. Expert Witness

Litigation often results in the need for an opinion, from a qualified professional, in support or in opposition to evidence submitted in court. Whether you are dealing with an Antitrust, Intellectual Property, Personal Injury, Professional Malpractice or an Economic Damages lawsuit, CIM stands ready to assist your litigation team. Wrap Fee Programs Copley Investment Management, as a matter of policy and practice, does not sponsor any wrap fee program, defined as any advisory program under which a specified fee or fees not based directly upon transactions in a client’s account is charged for investment advisory services and other administrative services. Client Assets CIM Manages CIM manages approximately $181,962,453 accounts on a discretionary basis and $18,400,306 on a non-discretionary basis. This number is calculated annually during the first quarter of each year. International Consulting CIM consults in numerous countries funded mostly via the US Agency for International Development.
• Financial Analyst Review in Raleigh, NC, 1987 – 1992
• Union Bank of Switzerland, 1988 – 1992
• Indonesian Financial Analysts Institute, 1990 – 1992
• Bangkok, Thailand, 1994
• Security Analysts Association of Japan, 1992 – 1999
• Manila, Philippines, 1994 – 1999
• Abu Dhabi Investment Authority, 1996 – 2000
• Amman, Jordan (Broker, Investment Banker, Social Security Corporation Training) 1999 – 2006

COPLEY INVESTMENT MANAGEMENT, LLC

COPLEY INVESTMENT MANAGEMENT, LLC

COPLEY INVESTMENT MANAGEMENT

RONALD EDWARD COPLEY

RONALD E. COPLEY

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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COPLEY INVESTMENT MANAGEMENT, LLC COPLEY INVESTMENT MANAGEMENT, LLC COPLEY INVESTMENT MANAGEMENT RONALD EDWARD COPLEY RONALD E. COPLEY

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

COPLEY INVESTMENT MANAGEMENT, LLC

COPLEY INVESTMENT MANAGEMENT, LLC

COPLEY INVESTMENT MANAGEMENT

RONALD EDWARD COPLEY

RONALD E. COPLEY