9AT: SIERRA GLOBAL MANAGEMENT, LLC

Advisers
SIERRA GLOBAL MANAGEMENT, LLC
Summary

SIERRA GLOBAL MANAGEMENT, LLC

Related Companies

SIERRA GLOBAL MANAGEMENT, LLC
SIERRA GLOBAL MANAGEMENT, LLC ERA

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other names

SIERRA GLOBAL MANAGEMENT, LLC

Adviser Profile

Registration status

Terminated

As of Date	01/07/2024
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	5 -17%
of those in investment advisory functions	4 -20%

AUM^*	145,368,454 10%
of that, discretionary	145,368,454 10%
Private Fund GAV^*	0
Avg Account Size	20,766,922 10%
SMA’s	No
Private Funds	0 2
Contact Info	212 xxxxxxx
Websites

Details

http://www.sierraglobal.com

https://www.linkedin.com/company/sierra-global-managemet/

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

145M 125M 104M 83M 62M 42M 21M

2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

Sierra Global Management, L.L.C. (“Sierra”) is an investment adviser registered with the SEC with its principal place of business in New York City, New York. Sierra commenced operations as an investment adviser on October 1, 1996 but de-registered with the SEC in January of 2017. Sierra filed its final exempt reporting adviser (“ERA”) Form ADV, and submitted its initial Form ADV to, become a registered investment adviser (“RIA”) again in March 2020. Charles F. Michaels owns 100% of Sierra. Sierra provides discretionary investment advice to its clients, which include pooled investment vehicles intended for sophisticated investors. Sierra also provides sub-advisory services to pooled investment

vehicles. The sub-advisory services carry out the same investment strategies as Sierra’s sponsored pooled investment vehicles (the “Sub-advised Fund”). Sierra could provide investment advice to clients, and clients may request and impose, if agreed upon by Sierra, various investment restrictions and limitations. Sierra does not provide individualized advice to investors within funds managed by Sierra (the “Funds”). Collectively, with the Sub-advised Fund, the Funds are referred to as the “Clients”. As of December 31, 2022, Sierra had approximately $145,368,454 in regulatory assets under management, all of which are on a discretionary basis. March 2023 5 | P a g e

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