9AT: THE WORLEY BANKS GROUP, LLC

Adviser Profile

As of Date	02/27/2026
Registration	SEC, Approved, 05/08/2020
ADV Location	CREVE COEUR, MO, United States
Contact Info	314 xxxxxxx
Websites

AUM^*	184,298,039 29%
of that, discretionary	183,875,108 29%
Number of Employees	3 -25%
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	239,971 29%
% High Net Worth	17.93% 4%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CAPITAL FINANCIAL CONSULTANTS GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM42.0m	#Funds-
Adviser CAFG WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM225.2m	#Funds-
Adviser PROFICIENT WEALTH COUNSELORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM146.9m	#Funds-
Adviser WNY ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-
Adviser MARKOWSKI INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM473.9m	#Funds-
Adviser CAMELOT PORTFOLIOS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM272.2m	#Funds-
Adviser FINANCIAL GRAVITY ASSET MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM523.4m	#Funds-
Adviser TAMAR SECURITIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser BIG INVESTMENT SERVICES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM369.3m	#Funds-
Adviser LIFESTYLE ASSET MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM571.2m	#Funds-

Brochure Summary

Overview

The Worley Banks Group, LLC (hereinafter called “WBG”) is a Registered Investment Adviser based in Creve Coeur, Missouri, and incorporated under the laws of the State of Missouri. WBG is owned by Timothy Banks. WBG is registered with the SEC and subject to the rules and regulations of the US Advisers Act. Founded in May 2020, WBG provides investment advisory services, which may include, but are not limited to, the review of client investment objectives and goals, recommending asset allocation strategies of managed assets among investment products such as cash, stocks, mutual funds and bonds, annuities, and/or preparing written investment strategies. Our investment advice is tailored to meet our clients’ needs and investment objectives. Clients may impose restrictions on investing in certain securities or types of securities (such as a product type, specific companies, specific sectors, etc.) by providing a signed and dated written notification, of which an e-mail is also an acceptable form of notification. WBG also provides financial planning consulting services including, but not limited to, risk assessment/management, investment planning, estate planning, financial organization, or financial decision making/negotiation. WBG provides investment advisory and other financial services through its Investment Advisory Representative ("IAR") to accounts opened with WBG. Managed Accounts are available to individuals and high net worth individuals. WBG provides discretionary investment

advisory services to some of its clients through various managed account programs. WBG will assist clients in determining the suitability of the Managed Account Programs for the client. The IAR is compensated through a comprehensive single fee and the account may be assessed other charges associated with conducting a brokerage business. WBG and its IAR, as appropriate, will be responsible for the following:
• Performing due diligence
• Recommending strategic asset and style allocations
• Providing research on investment product options, as needed
• Providing client risk profile questionnaire
• Obtaining investment advisory contract from client with required financial, risk tolerance, suitability and investment vehicle selection information for each new account
• Performing client suitability check on account documentation, review the investment objectives and evaluate the investment vehicle selections
• Providing Firm Brochure (this document) Financial Institution Consulting Services The Worley Banks Group, LLC provides investment consulting services to certain broker/dealers’ customers (“Brokerage Customers”) who provide written consent requesting to receive the firm’s consulting services. Brokerage Customers have entered into a written advisory agreement with WBG. As of March 5, 2024, the firm has the following assets under management: Discretionary AUM: $142,713,923 Non-discretionary AUM: $ 0 Form ADV, Part 2A, Item 5

THE WORLEY BANKS GROUP, LLC

THE WORLEY BANKS GROUP, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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THE WORLEY BANKS GROUP, LLC THE WORLEY BANKS GROUP, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

THE WORLEY BANKS GROUP, LLC

THE WORLEY BANKS GROUP, LLC