9AT: 180 DEGREE CAPITAL CORP.

Adviser Profile

As of Date	12/26/2024
Registration status	Terminated
ADV Location	MONTCLAIR, NJ, United States
Contact Info	973 xxxxxxx
Websites

AUM^*	60,820,000 -29%
of that, discretionary	60,820,000 -29%
Number of Employees	5
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	20,273,333 -29%
% High Net Worth	25.00%
SMA’s	Yes
Private Funds	0

Adviser Type

- Pension consultant

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ARIN RISK ADVISORS LLC	Hedge Fund1.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4m	AUM10.2b	#Funds1
Adviser SCHWARTZ INVESTMENT COUNSEL INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.8b	#Funds-
Adviser ALPHA INVESTMENT CONSULTING GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM713.6m	#Funds-
Adviser CLEARWATER ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.7b	#Funds-
Adviser COMMUNITY CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM7.0b	#Funds-
Adviser GATEWAY INVESTMENT ADVISERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM11.6b	#Funds-
Adviser BALLAST ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM220.7m	#Funds-
Adviser US ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM358.5m	#Funds-
Adviser FORESIGHT GLOBAL INVESTORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM955.2m	#Funds-
Adviser ETHIC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM7.8b	#Funds-

Brochure Summary

Overview

For purposes of this brochure, “180,” “we” or the “Adviser” means 180 Degree Capital Corp., a New York corporation. The Adviser provides investment advisory services to investment funds and separately managed accounts. 180 is an internally managed, non-diversified, registered closed-end management investment company (“closed-end fund”) under the Investment Company Act of 1940, (the "1940 Act"). We were incorporated in the state of New York in August 1981. Our common stock is traded on the NASDAQ Global Market under the symbol "TURN." Our investment objective is to generate capital appreciation and current income from investments and investment-related activities. We focus on investments in what we believe are deeply undervalued, small publicly traded companies where we believe we can positively impact the business and valuation through constructive activism. We are overseen by our Board of Directors and managed by our officers and have no external investment advisor. We also offer investment management services to institutional investors, including pension and profit-sharing plans, via a separately managed accounts (“SMA”) or special purpose vehicles (“SPVs”). Collectively, any SMAs and SPVs are referred to herein as “Managed Accounts.” Our investment activities are managed by our Portfolio Managers, Kevin M. Rendino and Daniel B. Wolfe. Mr. Rendino has served as Chairman, Chief Executive Officer and Portfolio Manager of 180 since March 2017. He

has served as a member of 180’s Board since June 2016. Prior to joining 180, Mr. Rendino worked on one fund, Basic Value Fund, with a consistent Graham and Dodd focus, at the same firm, BlackRock/Merrill Lynch. Mr. Rendino graduated from the Carroll School of Management at Boston College (B.S.) in 1988. Daniel B. Wolfe has served as President since January 2009, as Chief Financial Officer and Chief Compliance Officer of the Registrant since July 2016, and as Portfolio Manager and a member of the Registrant’s Board since March 2017. He served in varying other positions within the Registrant since 2004. He graduated from Rice University (B.A.) in 1999 and from Harvard University (A.M., Ph.D., Chemistry) in 2001 and 2004, respectively. Managed Account clients and prospective clients should refer to the disclosures in relevant governing documents, investment management agreements or private placement memoranda, as applicable, for specific, comprehensive disclosures relating to the terms of advisory relationships, risks of investing, and conflicts of interest particular to that relationship. The Adviser has $10.9 million of client assets under management on a discretionary basis and no assets under management on a non-discretionary basis. The closed-end fund has assets/proprietary capital of approximately $50.2 million. The total closed-end fund and client assets under management amount to approximately $60.8 million.

180 DEGREE CAPITAL CORP.

180 DEGREE CAPITAL CORP.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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180 DEGREE CAPITAL CORP. 180 DEGREE CAPITAL CORP.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

180 DEGREE CAPITAL CORP.

180 DEGREE CAPITAL CORP.