9AT: CARRICK CAPITAL PARTNERS

other names

CARRICK CAPITAL PARTNERS
CARRICK CAPITAL MANAGEMENT COMPANY, LLC

Adviser Profile

As of Date	03/20/2025
ADV Location	SAN FRANCISCO, CA, United States
Adviser Type - Large advisory firm
Number of Employees	17 -11%
of those in investment advisory functions	16
Registration	SEC, Approved, 05/28/2020
Other registrations (2)	SEC, ERA - Withdrawn, 04/27/2020 California, ERA - Withdrawn, 04/27/2020
Former registrations	CARRICK CAPITAL MANAGEMENT COMPANY, LLC

AUM^*	1,638,472,046 32%
of that, discretionary	1,638,472,046 32%
Private Fund GAV^*	2,170,802,045 39%
Avg Account Size	54,615,735 1%
SMA’s	No
Private Funds	37 14
Contact Info	415 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count10	GAV$521,697,998
Fund TypeVenture Capital Fund	Count27	GAV$1,649,104,047

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser VOLPI CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund911.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund38.1m	Other Fund-	Total Private Fund GAV987.7m	AUM-	#Funds11
Adviser NORTHGATE CAPITAL, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund758.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.9b	Other Fund-	Total Private Fund GAV4.6b	AUM4.0b	#Funds68
Adviser ENDOWMENT WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund11.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund36.4m	Other Fund-	Total Private Fund GAV83.7m	AUM427.6m	#Funds11
Adviser RED BEARD VENTURES MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund104.4m	Other Fund-	Total Private Fund GAV208.8m	AUM-	#Funds15
Adviser OKEANOS VENTURE MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser BIP CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund694.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund412.7m	Other Fund-	Total Private Fund GAV1.5b	AUM1.1b	#Funds60
Adviser BIP CAPITAL MANAGEMENT SERVICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund434.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund184.0m	Other Fund-	Total Private Fund GAV802.4m	AUM338.0m	#Funds40
Adviser GROUNDFORCE CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund489.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund33.6m	Other Fund-	Total Private Fund GAV556.5m	AUM503.5m	#Funds7
Adviser CORAL TREE MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund157.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund22.3m	Other Fund-	Total Private Fund GAV202.2m	AUM509.6m	#Funds4
Adviser INTERSECTION FINTECH VENTURES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund4.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund275.4m	Other Fund-	Total Private Fund GAV555.4m	AUM280.0m	#Funds2

Brochure Summary

Overview

A. Description of the Advisory Firm Carrick Capital Management Company, LLC (“Carrick Capital” or the “Firm”) is a Delaware Limited Liability Company formed on November 18, 2011. Carrick Capital is primarily headquartered in San Francisco, California with a second office in Newport Beach, CA. Its principal owners are James C. Madden V and Marc F. McMorris. B. Types of Advisory Services Carrick Capital serves as an investment adviser to certain private investment funds, which are organized as Delaware limited partnerships or limited liability companies (each a “Fund” and collectively the “Funds”). Affiliates of Carrick Capital serve as the General Partner or Manager, as applicable, of the Funds. Carrick Capital may also decide in the future to sponsor or manage additional private investment funds or other clients. The Funds offer limited partnership or membership interests, as applicable (“Interests”) to certain qualified investors as described in response to Item 7, below (such investors are referred to herein as “Investors”). From time to time Carrick Capital forms and manages, on a transaction-by-transaction basis, special purpose vehicles (“SPVs”) to participate in investment opportunities alongside the Funds. Unlike the Funds, which generally do not limit investment discretion, such SPVs are often limited to investing only in the securities relating

to the particular transaction for which the SPV was created. Collectively, the SPVs and the Funds will be known as “clients.” Carrick Capital invests in software, SaaS, transaction processing, and technology-enabled services companies. Carrick Capital targets middle market, control-oriented growth equity investments in tech-enabled business services and software with a specific vertical market and process focus. Carrick Capital is often the sole institutional investor in its portfolio companies, but also makes select co-investments with high quality, like-minded firms. The Firm’s strategy is described in its marketing materials, the Funds’ limited partnership or limited liability company operating agreement, and the Funds’ subscription documents (collectively, the “Governing Documents”). C. Client Tailored Services and Client Imposed Restrictions Advisory services are tailored to achieve each Client’s investment objectives. Carrick Capital has the authority to select which and how many portfolio companies to invest in and to determine exit strategies subject to the applicable Governing Documents. D. Wrap Fee Programs Carrick Capital does not participate in wrap fee programs. E. Amounts Under Management As of December 31, 2023, Carrick Capital has approximately $1.57 billion in regulatory assets under management on a discretionary basis.

CARRICK CAPITAL PARTNERS

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