| As of Date | 03/02/2026 |
| Registration | SEC, Approved, 05/27/2020 |
| ADV Location | CASTLE ROCK, CO, United States |
| Contact Info | 720 xxxxxxx |
| Websites |
| AUM* | 348,959,797 28% |
| of that, discretionary | 348,959,797 28% |
| Number of Employees | 6 |
| of those in investment advisory functions | 4 |
| Private Fund GAV* | 0 |
| Avg Account Size | 6,122,102 199% |
| % High Net Worth | 66.67% -25% |
| SMA’s | Yes |
| Private Funds | 0 |
- High net worth individuals
- Investment companies
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Pension consulting services
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser HELLMAN JORDAN MANAGEMENT CO INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM95.1m | #Funds- | |
| Adviser AUA PRIVATE WEALTH ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM98.2m | #Funds- | |
| Adviser BAHL & GAYNOR LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM21.0b | #Funds- | |
| Adviser NWK GROUP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM485.3m | #Funds- | |
| Adviser ALPINE CAPITAL STRATEGIES LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM245.1m | #Funds- | |
| Adviser SHAPIRO CAPITAL MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.0b | #Funds- | |
| Adviser RAREVIEW CAPITAL LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM537.5m | #Funds- | |
| Adviser GAMCO ASSET MANAGEMENT INC. | Hedge Fund331.0m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV331.0m | AUM11.7b | #Funds1 | |
| Adviser MAIRS & POWER | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund59.3m | Other Fund- | Total Private Fund GAV118.6m | AUM12.1b | #Funds2 | |
| Adviser RUANE CUNNIFF L.P. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM10.5b | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker336901103 | Stock Name1st Source Corp | $ Position$1,752 | % Position1.00% | $ Change8.00% | # Change-2.00% |
| Stck Ticker013872106 | Stock NameAlcoa Corp | $ Position$2,073 | % Position1.00% | $ Change28.00% | # Change2.00% |
| Stck Ticker031652100 | Stock NameAmkor Technology Inc | $ Position$2,501 | % Position1.00% | $ Change8.00% | # Change-5.00% |
| Stck Ticker05465C100 | Stock NameAxos Financial Inc | $ Position$1,720 | % Position1.00% | $ Change-4.00% | # Change-2.00% |
| Stck Ticker002474104 | Stock NameAZZ Inc | $ Position$1,824 | % Position1.00% | $ Change | # Change |
| Stck Ticker039653100 | Stock NameArcosa Inc | $ Position$1,770 | % Position1.00% | $ Change-4.00% | # Change-4.00% |
| Stck Ticker04010E109 | Stock NameArgan Inc | $ Position$3,085 | % Position1.00% | $ Change62.00% | # Change-7.00% |
| Stck Ticker04911A107 | Stock NameAtlantic Un Bankshares Corp | $ Position$1,723 | % Position1.00% | $ Change | # Change |
| Stck Ticker13057Q305 | Stock NameCalifornia Resources Corp Stoc | $ Position$2,526 | % Position1.00% | $ Change54.00% | # Change0.00% |
| Stck Ticker13100M509 | Stock NameCalix Inc | $ Position$1,786 | % Position1.00% | $ Change-12.00% | # Change-5.00% |