Overview
A. Describe your advisory firm, including how long you have been in business. Identify your
principal owner(s).
Jasper Capital Hong Kong Limited (“JCHK”) is a wholly-owned subsidiary of Jasper Capital Cayman
Limited and is a limited liability company incorporated in Hong Kong on 11 December 2017. JCHK
is licensed by the Hong Kong Securities and Futures Commission (the “SFC”) to conduct “Type 4 –
Advising on Securities” and “Type 9 – Asset Management” regulated activities. JCHK is beneficially
owned by Mr. Wang Yiping, through his ownership of Jasper Capital Cayman Limited, which owns
100% of JCHK. Jasper Capital Cayman Limited is incorporated in the Cayman Islands as an exempted
company with limited liability under the Cayman Companies Law.
B. Describe the types of advisory services you offer. If you hold yourself out as specializing
in a particular type of advisory service, such as financial planning, quantitative analysis,
or market timing, explain the nature of that service in greater detail. If you provide
investment advice only with respect to limited types of investments, explain the type of
investment advice you offer, and disclose that your advice is limited to those types of
investments.
JCHK provides investment advisory services on a discretionary basis to clients that are pooled
investment vehicles (each a “Fund” and, collectively, the “Funds”) intended for institutional investors
and other sophisticated investors
as well as separately managed client accounts. It provides advice to
client accounts based on specific investment objectives and strategies as set forth in the applicable
Fund’s offering documents, with an exclusive focus on China A-Class securities. JCHK also provides
advice to registered investment company (RIC) clients in accordance with the prospectus of each fund.
C. Explain whether (and, if so, how) you tailor your advisory services to the individual needs
of clients. Explain whether clients may impose restrictions on investing in certain
securities or types of securities.
JCHK will tailor the advisory services to the needs of individual clients by allowing SMA clients to
restrict securities, either by type or individually.
D. If you participate in wrap fee programs by providing portfolio management services, (1)
describe the differences, if any, between how you manage wrap fee accounts and how you
manage other accounts, and (2) explain that you receive a portion of the wrap fee for your
services.
JCHK does not participate in wrap fee programs
E. If you manage client assets, disclose the amount of client assets you manage on a
discretionary basis and the amount of client assets you manage on a non-discretionary
basis. Disclose the date “as of” which you calculated the amounts.
As of March 20th, 2024, JCHK managed approximately US$119,306,339, all of which being on a
discretionary basis.