Adviser Profile

As of Date 01/02/2026
Registration SEC, Approved, 07/10/2020
Other registrations (1)
ADV Location WEST DES MOINES, IA, United States
Contact Info 515 xxxxxxx
Websites
AUM* 398,657,041 79%
of that, discretionary 398,657,041 79%
Number of Employees 6 200%
of those in investment advisory functions 4 100%
Private Fund GAV* 0
Avg Account Size 616,162 36%
% High Net Worth 34.43% 34%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

399M 342M 285M 228M 171M 114M 57M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Adviser TEAM WEALTH & TAX ADVISORS Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM251.1m #Funds-
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker25434V708 Stock NameDIMENSIONAL ETF TRUST $ Position$49,592,456 % Position16.00% $ Change1.00% # Change3.00%
Stck Ticker14020V108 Stock NameCAPITAL GROUP CORE EQUITY ET $ Position$40,459,756 % Position13.00% $ Change3.00% # Change8.00%
Stck Ticker14020W106 Stock NameCAPITAL GROUP DIVIDEND VALUE $ Position$30,182,556 % Position10.00% $ Change7.00% # Change10.00%
Stck Ticker14020Y102 Stock NameCAPITAL GRP FIXED INCM ETF T $ Position$29,644,837 % Position10.00% $ Change21.00% # Change22.00%
Stck Ticker25434V583 Stock NameDIMENSIONAL ETF TRUST $ Position$18,679,726 % Position6.00% $ Change27.00% # Change28.00%
Stck Ticker25434V831 Stock NameDIMENSIONAL ETF TRUST $ Position$19,402,735 % Position6.00% $ Change4.00% # Change8.00%
Stck Ticker25434V500 Stock NameDIMENSIONAL ETF TRUST $ Position$14,072,441 % Position5.00% $ Change7.00% # Change5.00%
Stck Ticker25434V203 Stock NameDIMENSIONAL ETF TRUST $ Position$15,467,491 % Position5.00% $ Change6.00% # Change4.00%
Stck Ticker14020G101 Stock NameCAPITAL GROUP GROWTH ETF $ Position$13,493,187 % Position4.00% $ Change10.00% # Change22.00%
Stck Ticker464287457 Stock NameISHARES TR $ Position$8,335,856 % Position3.00% $ Change23.00% # Change23.00%

Brochure Summary