| As of Date | 01/02/2026 |
| Registration | SEC, Approved, 07/10/2020 |
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| ADV Location | WEST DES MOINES, IA, United States |
| Contact Info | 515 xxxxxxx |
| Websites |
| AUM* | 398,657,041 79% |
| of that, discretionary | 398,657,041 79% |
| Number of Employees | 6 200% |
| of those in investment advisory functions | 4 100% |
| Private Fund GAV* | 0 |
| Avg Account Size | 616,162 36% |
| % High Net Worth | 34.43% 34% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Financial planning services
- Portfolio management for individuals and/or small businesses
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser TEAM WEALTH & TAX ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM251.1m | #Funds- | |
| Adviser DUPREE FINANCIAL GROUP, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM404.4m | #Funds- | |
| Adviser FACET | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM6.0b | #Funds- | |
| Adviser SAFE HARBOR FIDUCIARY, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM129.9m | #Funds- | |
| Adviser TRANSCENDENT CAPITAL GROUP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM360.7m | #Funds- | |
| Adviser ROOTED WEALTH ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM408.8m | #Funds- | |
| Adviser CALVERT WEALTH MANAGEMENT, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM189.6m | #Funds- | |
| Adviser BEST INVEST | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM296.4m | #Funds- | |
| Adviser COMPASS INVESTMENTS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM93.2m | #Funds- | |
| Adviser PEAK WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM446.0m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker25434V708 | Stock NameDIMENSIONAL ETF TRUST | $ Position$49,592,456 | % Position16.00% | $ Change1.00% | # Change3.00% |
| Stck Ticker14020V108 | Stock NameCAPITAL GROUP CORE EQUITY ET | $ Position$40,459,756 | % Position13.00% | $ Change3.00% | # Change8.00% |
| Stck Ticker14020W106 | Stock NameCAPITAL GROUP DIVIDEND VALUE | $ Position$30,182,556 | % Position10.00% | $ Change7.00% | # Change10.00% |
| Stck Ticker14020Y102 | Stock NameCAPITAL GRP FIXED INCM ETF T | $ Position$29,644,837 | % Position10.00% | $ Change21.00% | # Change22.00% |
| Stck Ticker25434V583 | Stock NameDIMENSIONAL ETF TRUST | $ Position$18,679,726 | % Position6.00% | $ Change27.00% | # Change28.00% |
| Stck Ticker25434V831 | Stock NameDIMENSIONAL ETF TRUST | $ Position$19,402,735 | % Position6.00% | $ Change4.00% | # Change8.00% |
| Stck Ticker25434V500 | Stock NameDIMENSIONAL ETF TRUST | $ Position$14,072,441 | % Position5.00% | $ Change7.00% | # Change5.00% |
| Stck Ticker25434V203 | Stock NameDIMENSIONAL ETF TRUST | $ Position$15,467,491 | % Position5.00% | $ Change6.00% | # Change4.00% |
| Stck Ticker14020G101 | Stock NameCAPITAL GROUP GROWTH ETF | $ Position$13,493,187 | % Position4.00% | $ Change10.00% | # Change22.00% |
| Stck Ticker464287457 | Stock NameISHARES TR | $ Position$8,335,856 | % Position3.00% | $ Change23.00% | # Change23.00% |