Anzu Partners, LLC (the “Adviser”), together with Anzu Industrial Capital Partners GP, LLC and
Anzu Industrial Capital Partners II GP, LLC (the “Relying Advisers”), and Anzu RBI Mezzanine
Preferred GP, LLC and Anzu SPAC GP I LLC and Anzu Industrial Capital Partners III GP, LLC
(the “General Partners”) with which it shares common control, (collectively, “Anzu Partners” or the
“Firm”) manages investments on behalf of its advisory clients. The Adviser is a Florida limited liability
company formed in September 2014 which is owned by David Seldin and Whitney Haring-Smith. The
Adviser is the investment adviser and general partner to a number of privately offered pooled
investment funds (the “Funds”) and/or special purpose vehicles (“SPVs”) that own or are intended
to own securities from only one company. The Relying Advisers are Delaware limited liability
companies formed in October 2016 and August 2018, respectively, which are owned by David Seldin,
Whitney Haring-Smith, and David Michael. The Relying Advisers are investment advisers that manage
certain of the Funds, serve as general partner to the Funds they manage, and serve as general partner
to certain Funds managed by the Adviser. The Adviser also shares common control with the General
Partners, which serve as the sponsors to certain of the Funds managed by the Adviser. In March 2021,
Anzu Partners, through its affiliate, Anzu SPAC GP I LLC, sponsored a Special-Purpose Acquisition
Company (“SPAC”), Anzu Special Acquisition Corp I (“Anzu SPAC”), that targeted transformative
technologies for industrial applications. On September 29, 2023, Anzu SPAC (NASDAQ:ANZU.U)
merged with Envoy Medical Corporation, and the merged company was renamed, Envoy Medical,
Inc. which now trades on Nasdaq under the symbol “COCH”. Anzu SPAC Capital I LLC’s interest
in COCH is held through Anzu SPAC GP I
LLC. For purposes of this Brochure, references to “Anzu
Partners” and the “Firm” include, collectively, the Adviser, its related General Partners, and the
Relying Advisers.
Anzu Partners is an investment firm that invests in industrial technologies. The Firm collaborates with
entrepreneurs to develop and commercialize technological innovations by providing capital and
expertise in business development, market positioning, global connectivity, and operations.
Anzu Partners has developed a team of investment professionals, technical specialists, and operational
support specialists to serve the Firm’s portfolio companies and investors. In addition to offering
multiple-asset, pooled investment opportunities through the Funds, the Firm, through its SPVs, also
offers direct private investment opportunities in specific deals. Each of the Funds and SPVs are
included in the Adviser’s Form ADV Part 1A, Section 7.B(1).
Investors in the Funds and the SPVs (“Investors”) should refer to the relevant vehicle’s organizational
document, private placement memorandum or any other offering document, including the appendices
thereto, and other governing documents (collectively, the “Governing Documents”) for definitive and
more detailed information regarding the matters described in this Brochure. The Firm does not tailor
its advisory services to the individual needs of Investors, instead providing investment advice to the
Funds and SPVs rather than to the individual Investors in the Funds and SPVs; accordingly, Investors
cannot impose investment restrictions on these entities.
The Firm does not participate in wrap fee programs.
As of December 31, 2023, the Firm’s regulatory assets under management were $1,038,441,111, all
managed on a discretionary basis. The Firm does not manage any client assets on a non-discretionary
basis.