9AT: ONE01 CAPITAL, L.P.

ONE01 CAPITAL, L.P.

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ONE01 CAPITAL, L.P.
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ONE01 CAPITAL, L.P.

Adviser Profile

As of Date	06/26/2024
Registration status	Terminated
ADV Location	BURLINGAME, CA, United States
Contact Info	(41 xxxxxxx
Websites

AUM^*	165,804,069 -50%
of that, discretionary	165,804,069 -50%
Private Fund GAV^*	0
Avg Account Size	55,268,023 -50%
SMA’s	No
Private Funds	0 1

Adviser Type

- Large advisory firm

Number of Employees 4 -33%

of those in investment advisory functions 4 -33%

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

613M 525M 438M 350M 263M 175M 88M

2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Top Holdings

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Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$8,262,230	% Position10.00%	$ Change9.00%	# Change18.00%
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$7,222,687	% Position9.00%	$ Change7.00%	# Change-2.00%
Stck Ticker090043100	Stock NameBILL HOLDINGS INC	$ Position$7,013,622	% Position9.00%	$ Change-37.00%	# Change-32.00%
Stck Ticker344419106	Stock NameFOMENTO ECONOMICO MEXICANO S	$ Position$6,482,964	% Position8.00%	$ Change-10.00%	# Change-8.00%
Stck Ticker30303M102	Stock NameMETA PLATFORMS INC	$ Position$6,875,409	% Position8.00%	$ Change6.00%	# Change1.00%
Stck Ticker697435105	Stock NamePALO ALTO NETWORKS INC	$ Position$5,415,564	% Position7.00%	$ Change9.00%	# Change19.00%
Stck Ticker023135106	Stock NameAMAZON COM INC	$ Position$5,364,464	% Position7.00%	$ Change	# Change
Stck Ticker16119P108	Stock NameCHARTER COMMUNICATIONS INC N	$ Position$5,371,522	% Position7.00%	$ Change	# Change
Stck TickerY2573F102	Stock NameFLEX LTD	$ Position$5,514,038	% Position7.00%	$ Change-4.00%	# Change-1.00%
Stck Ticker928563402	Stock NameVMWARE INC	$ Position$4,295,184	% Position5.00%	$ Change	# Change

Brochure Summary

Overview

A. One01 Capital, LP (“One01,” the “Firm,” “we,” “us,” or “our”) is a Delaware limited partnership formed in 2017 that is principally owned by Canhui “Sam” Ou. Any defined terms used in this Brochure not otherwise defined herein have their definition(s) ascribed to them in the relevant offering document(s), advisory agreement(s), limited partnership agreement(s) or similar, or other governing document(s) (collectively, “Governing Documents”), as applicable. B. One01 provides investment advisory services to one or more pooled investment vehicles structured as private funds (each, a “Fund” or “Client”)1. We pursue a long/short strategy on behalf of our Clients, focused primarily on the equity securities of issuers in the technology, media, and telecom (“TMT”), and consumer sectors, globally, with the objective of seeking superior long-term compounding. We strive to develop long term views on businesses within our investment universe, understand their competitive positioning, industry trends, and growth prospects, which informs our perspective on the underlying value of each such business. Our investment process is deeply rooted in Mr. Ou’s research driven discipline; we endeavor to apply a fundamental, rigorous, data driven, bottom-up investment process with a generally long-term, concentrated

approach. All discussions of the Funds in this brochure, including but not limited to their investments, the strategies used in managing the Fund, the fees and other costs associated with an investment in the Funds, and conflicts of interest faced by the Firm in connection with management of the Funds, are qualified in their entirety by reference to each Fund’s respective offering memorandum and advisory agreement. C. With respect to each Fund that we manage, we tailor our services to the strategies and conditions set forth in the Fund’s respective Governing Documents. We provide and tailor our services to each Fund pursuant to the strategies and conditions set forth in the applicable Governing Documents, rather than to the individual needs of any Fund’s underlying investors (each, an “Investor”). It should be noted that as a general matter, we do not tailor our services to take into account any specific conditions of any Investor, and Investors generally may not prescribe additional investment restrictions beyond those described in the applicable Governing Documents. D. As of December 31, 2023, we managed approximately $165,804,069 in regulatory assets under management on a discretionary basis. We do not currently manage any non-discretionary assets.