Adviser Profile

As of Date 07/17/2026
Registration SEC, Approved, 09/02/2020
ADV Location HOUSTON, TX, United States
Contact Info 713 xxxxxxx
Websites
AUM* 1,103,793,878 38%
of that, discretionary 1,103,793,878 38%
Number of Employees 14
of those in investment advisory functions 9 13%
Private Fund GAV* 0
Avg Account Size 618,026 30%
% High Net Worth 35.66% 25%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 946M 788M 631M 473M 315M 158M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker26922A222 Stock NameETF SER SOLUTIONS $ Position$45,239,059 % Position16.00% $ Change-4.00% # Change-1.00%
Stck Ticker26922A388 Stock NameETF SER SOLUTIONS $ Position$34,585,785 % Position12.00% $ Change-4.00% # Change0.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$22,793,175 % Position8.00% $ Change-1.00% # Change-1.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$21,766,213 % Position8.00% $ Change-4.00% # Change0.00%
Stck Ticker30231G102 Stock NameEXXON MOBIL CORP $ Position$15,228,801 % Position5.00% $ Change39.00% # Change-2.00%
Stck Ticker26922A446 Stock NameETF SER SOLUTIONS $ Position$10,589,187 % Position4.00% $ Change6.00% # Change-1.00%
Stck Ticker33738D879 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$11,034,598 % Position4.00% $ Change-3.00% # Change0.00%
Stck Ticker46137V357 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$10,665,845 % Position4.00% $ Change-1.00% # Change-1.00%
Stck Ticker37954Y673 Stock NameGLOBAL X FDS $ Position$8,750,857 % Position3.00% $ Change4.00% # Change-2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$9,275,865 % Position3.00% $ Change-7.00% # Change0.00%

Brochure Summary