Adviser Profile

As of Date 03/02/2026
Registration SEC, Approved, 09/28/2020
ADV Location MALTA, NY, United States
Contact Info (51 xxxxxxx
Websites
AUM* 375,390,000 54%
of that, discretionary 375,390,000 54%
Number of Employees 8 33%
of those in investment advisory functions 4 100%
Private Fund GAV* 0
Avg Account Size 218,759 26%
% High Net Worth 7.14% -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

375M 322M 268M 215M 161M 107M 54M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Similar advisers

Adviser Hedge Fund Liquidity Fund Private Equity Fund Real Estate Fund Securitized Asset Fund Venture Capital Fund Other Fund Total Private Fund GAV AUM #Funds
Adviser ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM409.3m #Funds-
Adviser DRAKE & ASSOCIATES, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM607.3m #Funds-
Adviser ST. GERMAIN INVESTMENT MANAGEMENT Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM3.8b #Funds-
Adviser PLANMEMBER SECURITIES CORPORATION Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM10.1b #Funds-
Adviser HAHN FINANCIAL GROUP Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM188.7m #Funds-
Adviser SEASIDE WEALTH MANAGEMENT, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM459.3m #Funds-
Adviser TRILOGY CAPITAL, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM3.2b #Funds-
Adviser LESTER FINANCIAL GROUP, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM398.6m #Funds-
Adviser PRIMERICA ADVISORS Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM15.5b #Funds-
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$11,702,233 % Position9.00% $ Change11.00% # Change2.00%
Stck Ticker46641Q332 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$11,253,418 % Position8.00% $ Change15.00% # Change14.00%
Stck Ticker46138G698 Stock NameINVESCO EXCH TRADED FD TR II $ Position$6,770,675 % Position5.00% $ Change14.00% # Change8.00%
Stck Ticker37954Y673 Stock NameGLOBAL X FDS $ Position$5,517,884 % Position4.00% $ Change10.00% # Change1.00%
Stck Ticker00162Q528 Stock NameALPS ETF TR $ Position$4,144,646 % Position3.00% $ Change5.00% # Change-3.00%
Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$3,786,387 % Position3.00% $ Change43.00% # Change31.00%
Stck Ticker52468L505 Stock NameLEGG MASON ETF INVT $ Position$4,026,302 % Position3.00% $ Change11.00% # Change4.00%
Stck Ticker37954Y483 Stock NameGLOBAL X FDS $ Position$4,616,198 % Position3.00% $ Change4.00% # Change2.00%
Stck Ticker369604301 Stock NameGE AEROSPACE $ Position$3,362,914 % Position3.00% $ Change17.00% # Change0.00%
Stck Ticker316188309 Stock NameFIDELITY MERRIMACK STR TR $ Position$4,037,761 % Position3.00% $ Change6.00% # Change5.00%

Brochure Summary