Adviser Profile

As of Date 07/15/2026
Registration SEC, Approved, 12/04/2020
ADV Location LOUISVILLE, KY, United States
Contact Info 502 xxxxxxx
Websites
AUM* 467,035,199 64%
of that, discretionary 467,035,199 64%
Number of Employees 10 -44%
of those in investment advisory functions 5 -55%
Private Fund GAV* 0
Avg Account Size 166,086 17%
% High Net Worth 6.11% 3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

467M 400M 334M 267M 200M 133M 67M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Stck Ticker922040845 Stock NameVANGUARD INSTL INDEX FD $ Position$6,623,509 % Position3.00% $ Change81.00% # Change81.00%

Brochure Summary