9AT: DRI CAPITAL (US), INC.

Adviser Profile

As of Date	07/03/2025
Registration status	Terminated
ADV Location	MIAMI, FL, United States
Contact Info	316 xxxxxxx
Websites

AUM^*	520,122,000 -6%
of that, discretionary	0
Number of Employees	10 67%
of those in investment advisory functions	6 100%
Private Fund GAV^*	0
Avg Account Size	520,122,000 -6%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Other investment advisers

Advisory Activities

Compensation Arrangments

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ACTIVUM SG GLOBAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-
Adviser EURAZEO NORTH AMERICA, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.6b	#Funds-
Adviser DB ADVISORY AMERICA, LIMITED(LTD)	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser FUKOKU LIFE INTERNATIONAL (AMERICA) INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM327.7m	#Funds-
Adviser PETIOLE USA LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser PERRY CAPITAL PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM450.0m	#Funds-
Adviser LION CAPITAL (AMERICAS) INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM361.6m	#Funds-
Adviser BEYOND INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM198.8m	#Funds-
Adviser HERMES GPE (USA) INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-
Adviser KEPPLER ASSET MANAGEMENT INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM462.5m	#Funds-

Brochure Summary

Overview

DRI Capital (US), Inc. (“DRI US” or the “Firm”), a Delaware corporation, was organized in June 2019 and is headquartered in New York, NY. DRI US is a wholly-owned subsidiary of DRI Capital Inc. (“DRI Capital”), a corporation organized under the Canada Business Corporations Act and headquartered in Toronto, Ontario Canada. Mr. Behzad Khosrowshahi is the President and Chief Executive Officer of DRI Capital and DRI US. DRI US provides sub-advisory services to DRI Capital. DRI Capital reports to the SEC as an Exempt Reporting Adviser (“ERA”) and provides management services to DRI Healthcare Trust, an unincorporated open-ended trust established under the laws of the Province of Ontario, Canada (the “Trust”) that is listed on the Toronto Stock Exchange under the symbols “DHT.UN” and “DHT.U”. DRI Capital also provides management services, including investment advice, to certain wholly-owned subsidiaries of the Trust relating to the pharmaceutical and biotechnology industries through the ownership and acquisition of pharmaceutical royalties and other investments. Such wholly-owned subsidiaries

hold pharmaceutical royalty interests and other investments. DRI Capital also provides management services to certain pooled investment vehicles that are no longer in their investment phases, which receive royalty income from existing royalty investments. DRI Capital provides management services to the Trust and its wholly-owned subsidiaries pursuant to investment guidelines set forth in the relevant offering documents of the Trust (the “Offering Documents”). The Offering Documents contain more detailed information about the Trust, including a description of its investment objective and strategy or strategies employed by the Trust and its wholly-owned subsidiaries. The Offering Documents are available on www.sedar.com. DRI US has a single client, DRI Capital. Additional detailed information about DRI US is provided below, including information about DRI US’ advisory services, investment approach, personnel and affiliations. DRI US does not participate in wrap fee programs. DRI US currently manages $368,415,000 in regulatory assets on a non-discretionary basis as of March 31, 2023.

DRI CAPITAL (US), INC.

DRI CAPITAL (US), INC.

DRI HEALTHCARE

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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DRI CAPITAL (US), INC. DRI CAPITAL (US), INC. DRI HEALTHCARE

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

DRI CAPITAL (US), INC.

DRI CAPITAL (US), INC.

DRI HEALTHCARE