Adviser Profile

As of Date 03/13/2026
Registration SEC, Approved, 01/12/2021
ADV Location HOUSTON, TX, United States
Contact Info 713 xxxxxxx
AUM* 395,207,354 13%
of that, discretionary 395,207,354 13%
Number of Employees 64 14%
of those in investment advisory functions 35 21%
Private Fund GAV* 0
Avg Account Size 395,207,354 13%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser to a company which has elected to be a business development company

Client Types

- Business development companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

395M 339M 282M 226M 169M 113M 56M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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