9AT: TOWNSEND WEALTH MANAGEMENT

Adviser Profile

As of Date	02/25/2026
Registration	SEC, Approved, 02/04/2021
Other registrations (5)	Louisiana, Terminated, 02/11/2021 Alabama, Terminated, 02/09/2021 Georgia, Terminated, 02/09/2021 North Carolina, Terminated, 02/09/2021 Texas, Terminated, 02/09/2021
ADV Location	COLUMBUS, GA, United States
Contact Info	706 xxxxxxx
Websites

AUM^*	194,042,419 27%
of that, discretionary	188,336,276 24%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	432,166 20%
% High Net Worth	32.97% -4%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CATAWBA RIVER CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM325.1m	#Funds-
Adviser WELLS FINANCIAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM132.7m	#Funds-
Adviser MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM338.1m	#Funds-
Adviser FINANCIAL SOLUTIONS ASSOCIATES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM152.9m	#Funds-
Adviser STRATEGIC PLANNING GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM218.6m	#Funds-
Adviser GEORGE M. HILLER COMPANIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM183.0m	#Funds-
Adviser PROSPERITY ADVISERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM375.8m	#Funds-
Adviser SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM730.4m	#Funds-
Adviser MUTUAL TRUST ADVISORY GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM165.8m	#Funds-
Adviser NERAD + DEPPE WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM176.3m	#Funds-

Brochure Summary

Overview

Townsend Wealth Management, founded in 2001, provides investment management and financial planning services to individuals, trusts, charitable organizations, small businesses, and retirement plans. In all aspects of our business we operate as a fiduciary, placing the interests of our clients before our own. We seek to avoid all conflicts of interest with our clients and, at a minimum, make full disclosure of any material conflict between us and our clients that cannot be avoided. Investment management includes the purchasing and selling of mutual funds, exchange traded funds (ETFs), stocks, bonds, options, and other securities on a discretionary basis for the benefit of our clients. Clients select an investment strategy representing a risk/return profile appropriate for their needs and circumstances. We then implement the investment strategy in a similar manner for all clients within each strategy. Clients may place limited restrictions on their investment account, such as holding a stated amount of a particular security (often a former employer stock or legacy holding with a large unrealized gain), that we would otherwise not hold. As of February 29, 2024, we managed approximately $152,300,000 on a discretionary basis and approximately $100,000 on a non-discretionary

basis for a total of approximately $152,400,000. Townsend Wealth Management does not participate in a wrap fee program. Financial Planning includes quantitative and qualitative analysis in an effort to help clients make wise decisions regarding their personal finances. We provide this advice either as a comprehensive financial plan that addresses multiple aspects of the client’s financial lives for their expected longevity, or we provide this advice on a situation specific basis addressing questions of a limited scope. When we provide investment advice regarding a retirement plan account or individual retirement account (IRA), we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act (ERISA) and/or the Internal Revenue Code, which are laws governing these accounts. The way we make money, based on portfolio size, can create conflicts with your interests, for example if we were to recommend that you use our services instead of another firm’s services. For this reason, we operate under a regulatory structure that requires us to act in your best interests and not put our interests ahead of yours. Townsend Wealth Management’s principal owner is Tyler Townsend. 4 | P a g e

TOWNSEND WEALTH MANAGEMENT

TOWNSEND WEALTH MANAGEMENT

TOWNSEND FINANCIAL

TOWNSEND PERSONAL FINANCIAL PLANNING, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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TOWNSEND WEALTH MANAGEMENT TOWNSEND WEALTH MANAGEMENT TOWNSEND FINANCIAL TOWNSEND PERSONAL FINANCIAL PLANNING, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

TOWNSEND WEALTH MANAGEMENT

TOWNSEND WEALTH MANAGEMENT

TOWNSEND FINANCIAL

TOWNSEND PERSONAL FINANCIAL PLANNING, LLC