9AT: INTEGRITY RIA, LLC

Adviser Profile

As of Date	01/15/2026
Registration status	Terminated
ADV Location	LAFAYETTE, LA, United States
Contact Info	337 xxxxxxx
Websites

AUM^*	130,531,533
of that, discretionary	130,531,533
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	77,375
% High Net Worth	1.30%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM256.0m	#Funds-
Adviser LIFECOURSE CAPITAL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM159.3m	#Funds-
Adviser SHIRA RIDGE WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM366.4m	#Funds-
Adviser V2 FINANCIAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM350.5m	#Funds-
Adviser NORTHEAST PLANNING ASSOCIATES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM414.0m	#Funds-
Adviser AWM FINANCIAL SERVICES INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM320.6m	#Funds-
Adviser BLUE RIDGE WEALTH PLANNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM361.7m	#Funds-
Adviser FINANCIAL ENHANCEMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM987.0m	#Funds-
Adviser SGROI WEALTH ADVISORY GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser DECKER RETIREMENT PLANNING INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM359.9m	#Funds-

Brochure Summary

Overview

Integrity RIA, LLC ("Integrity") is a Limited Liability company organized in the State of Louisiana. Shawn DeFoe owns it 100%. Integrity is a small independent firm specializing in managing client portfolios. When managing client portfolios, we take into consideration client's personal financial situation (employment status, cash reserves, retirement account values, current age, anticipated retirement date, sources of income, and their personal tolerance for risk). With this information, we assist clients with developing an appropriate investment strategy. We will monitor and adjust the client portfolios in accordance with the investment strategy. When managing client portfolios, we utilize various methods. When managing accounts, we use general securities (stocks & bonds), mutual funds, exchange traded funds (ETFs), and government securities. Please note that we do not offer alternative investments and have not bought one for clients in more than 8 years. NOTE: A conflict exists between the interests of the investment advisor and the interests of

the clients. The client is under no obligation to act upon the investment advisor's recommendations. If the client elects to act upon any of the recommendations, the client is under no obligation to affect the transaction through the investment advisor. We tailor our advisory services to your individual needs. All our clients are different, so we tailor our services to meet your needs by consultations to discover your individual hopes, goals, and dreams. Then we analyze your current investments and make suggestions how to meet these goals. Of course, you may impose restrictions on investing in certain securities or types of securities. It is your portfolio, after all. (Please refer to Item 16.) Integrity does not participate in wrap-fee programs. As of December 2023, Integrity managed approximately $ 110,333,830.00 in discretionary assets and $ 0.00 in non-discretionary assets under management. This does not include non-managed assets (CD's, commission based variable annuities, non-traded REIT's or LP's, or fixed annuities).

INTEGRITY RIA, LLC

INTEGRITY RIA, LLC

INTEGRITY FINANCIAL, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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INTEGRITY RIA, LLC INTEGRITY RIA, LLC INTEGRITY FINANCIAL, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

INTEGRITY RIA, LLC

INTEGRITY RIA, LLC

INTEGRITY FINANCIAL, LLC