9AT: EASTERLY EAB RISK SOLUTIONS LLC

Adviser Profile

As of Date	03/06/2026
Registration status	Terminated
ADV Location	BALA CYNWYD, PA, United States
Contact Info	646 xxxxxxx
Websites

AUM^*	0
of that, discretionary	0
Number of Employees	3
of those in investment advisory functions	3
Private Fund GAV^*	0
SMA’s	No
Private Funds	0

Adviser Type

- Related adviser

Client Types

Advisory Activities

- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CHILDFREE WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM20.7m	#Funds-
Adviser SIETCH CAPITAL ADVISORY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser ALPHANSO	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM7.5m	#Funds-
Adviser ROCKET DOLLAR ADVISOR, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser POLARIS INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM217.1m	#Funds-
Adviser SAGEVIEW PRIVATE CLIENT GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser POWER FINANCIAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM329.1m	#Funds-
Adviser STARGAZE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM7.0k	#Funds-
Adviser CETERA INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser CESTRIAN CAPITAL RESEARCH, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-

Brochure Summary

Overview

4. A. Advisory Firm Description Easterly EAB Risk Solutions LLC (the "Advisor") is a Delaware Limited Liability Company that was formed in 2020. The principals of the Advisor are James Ryan and William Visconto. Edward Boll serves as Non-Executive Chairman of the Advisor. The Advisor is under common ownership and control with EAB Investment Group, LLC (“EAB”), a related adviser to the Advisor. As described further in Item 10, the Advisor was formed as a strategic partnership between EAB and Easterly Asset Management LP (“Easterly Asset Management”) and its affiliated broker dealer, Easterly Securities LLC (“Easterly Securities”) in December 2020. EAB is an SEC registered investment adviser and is the managing member of the Advisor. 4. B. Types of Advisory Services The Advisor provides investment advisory and sub‐advisory services to institutional clients on both a discretionary and non‐discretionary basis. The Advisor also provides investment consulting services to institutional clients which may include advice on hedging, asset allocation, review of existing investment portfolios, and market analysis.

The Advisor provides a variety of consulting services, which may include but is not limited to advice on stock hedging and sector allocation. The Advisor tailors its consulting services based on the needs of the client. 4. C. Client Investment Objectives/Restrictions The Advisor tailors its services to the individual needs of the client. Through discussions, in which goals and objectives based on a client’s particular circumstances are established, the Advisor develops the client’s personal investment policy and creates and manages a portfolio based on that policy. The Advisor manages each account according to the investment objectives of the strategy selected by the client and any restrictions placed on the account by the client. Investments for separately managed client accounts are managed in accordance with each client’s stated, investment objectives, restrictions, and guidelines. 4. D. Wrap and UMA Programs The Advisor does not participate in wrap fee programs. 4. E. Assets Under Management: As of December 31, 2023, the Advisor did not have assets under management.

EASTERLY EAB RISK SOLUTIONS LLC

EASTERLY EAB RISK SOLUTIONS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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EASTERLY EAB RISK SOLUTIONS LLC EASTERLY EAB RISK SOLUTIONS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

EASTERLY EAB RISK SOLUTIONS LLC

EASTERLY EAB RISK SOLUTIONS LLC