Adviser Profile

As of Date 03/19/2026
Registration SEC, Approved, 02/24/2021
Other registrations (5)
ADV Location BANGOR, ME, United States
Contact Info 207 xxxxxxx
Websites
AUM* 145,988,854 25%
of that, discretionary 145,988,854 25%
Number of Employees 6
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 289,660 23%
% High Net Worth 14.95% 70%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

146M 125M 104M 83M 63M 42M 21M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$16,465,828 % Position16.00% $ Change-6.00% # Change3.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$13,262,969 % Position13.00% $ Change-1.00% # Change1.00%
Stck Ticker46429B697 Stock NameISHARES TR $ Position$9,102,205 % Position9.00% $ Change-2.00% # Change0.00%
Stck Ticker46429B689 Stock NameISHARES TR $ Position$7,754,720 % Position7.00% $ Change8.00% # Change3.00%
Stck Ticker14020Y102 Stock NameCAPITAL GRP FIXED INCM ETF T $ Position$7,406,233 % Position7.00% $ Change-1.00% # Change0.00%
Stck Ticker464287309 Stock NameISHARES TR $ Position$5,955,106 % Position6.00% $ Change-12.00% # Change-3.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$6,149,630 % Position6.00% $ Change-3.00% # Change3.00%
Stck Ticker808524797 Stock NameSCHWAB STRATEGIC TR $ Position$4,836,367 % Position5.00% $ Change7.00% # Change0.00%
Stck Ticker464287655 Stock NameISHARES TR $ Position$5,231,627 % Position5.00% $ Change-3.00% # Change3.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$3,572,976 % Position3.00% $ Change-2.00% # Change1.00%

Brochure Summary